信托监管政策合辑

2023年10月23日版 目录 一、法律......................................................................................................................................................................................62001-04-28中华人民共和国信托法..................................................................................................................................62001-12-29国务院办公厅关于《中华人民共和国信托法》公布执行后有关问题的通知.......................................102003-12-27中华人民共和国中国人民银行法(2003年修订)........................................................................................102003-12-27中华人民共和国商业银行法(2003年修订)................................................................................................132006-10-31中华人民共和国银行业监督管理法(2006年修订)....................................................................................212015-04-24中华人民共和国证券投资基金法(2015年修订)........................................................................................242016-03-16中华人民共和国慈善法................................................................................................................................37二、行政法规............................................................................................................................................................................452015-04-01《信托公司条例(征求意见稿)》..................................................................................................................452015-04-01《信托公司条例(征求意见稿)》起草说明..................................................................................................482016-05-01《全国社会保障基金条例》.........................................................................................................................50三、部门规章、规范性文件及行业指引................................................................................................................................52★行政许可.................................................................................................................................................................................522020-11-16中国银保监会信托公司行政许可事项实施办法.......................................................................................52★监管评级.................................................................................................................................................................................592010-04-01中国银监会关于修订《信托公司监管评级与分类监管指引》的通知...................................................592016-12-01信托公司监管评级办法................................................................................................................................62★行业评级.................................................................................................................................................................................622015-12-15关于发布《信托公司行业评级指引(试行)》及配套文件的公告.............................................................62★信托保障基金.........................................................................................................................................................................632014-12-10中国银监会、财政部关于印发《信托业保障基金管理办法》的通知...................................................632015-02-25中国银监会办公厅关于做好信托业保障基金筹集和管理等有关具体事项的通知...............................652022-02-11中国银保监会就《信托业保障基金和流动性互助基金管理办法（征求意见稿）》公开征求意见...672022-02-11信托业保障基金和流动性互助基金管理办法（征求意见稿）...............................................................67★信托登记.................................................................................................................................................................................712016-12-22中国银监会关于印发《中国信托登记有限责任公司监督管理办法》的通知.......................................712017-08-25中国银监会关于印发信托登记管理办法的通知.......................................................................................732018-08-07中国信托登记有限责任公司信托登记管理细则.......................................................................................762019-07-19中国信托登记有限责任公司信托受益权账户管理细则...........................................................................782019-07-19《中国信托登记有限责任公司信托受益权账户管理细则》答记者问....................................................82★二法三规.................................................................................................................................................................................832010-08-24信托公司净资本管理办法............................................................................................................................832011-01-27中国银监会关于印发信托公司净资本计算标准有关事项的通知...........................................................852014-04-01关于调整信托公司净资本计算标准有关事项的通知(征求意见稿).........................................................852006-01-23信托公司管理办法........................................................................................................................................862007-03-01信托公司集合资金信托计划管理办法........................................................................................................902007-02-14关于实施《信托公司管理办法》和《信托公司集合资金信托计划管理办法》有关问题的通知.......942007-02-14关于实施《信托公司管理办法》和《信托公司集合资金信托计划管理办法》有关具体事项的通知95★公司治理...............