盈透证券 2025年季度报告

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACTOF 1934 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACTOF 1934 For the transition period fromto Commission File Number:001-33440 One Pickwick PlazaGreenwich,Connecticut06830(Address of principal executive office) (203)618-5800(Registrant’s telephone number, including area code) Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 or 15(d) of the Securities Exchange Act of1934 during the preceding 12months (or for such shorter period that the registrant was required to file such reports), and (2)has been subject to suchfiling requirements for the past 90days.YesþNoo Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule405of RegulationS-T (§ 232.405 of this chapter) during the preceding 12months (or for such shorter period that the registrant was required to submitand post such files).YesþNoo Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company oran emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer”, “smaller reporting company” and “emerging growthcompany” in Rule12b-2 of the Exchange Act. (Check one): Accelerated fileroNon-accelerated fileroSmaller reporting companyoEmerging growth companyo Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Exchange Act). Yeso Noþ As of May 6, 2025, there were108,958,830shares of the issuer’s ClassA common stock, par value $0.01 per share, outstanding and100shares of theissuer’s ClassB common stock, par value $0.01 per share, outstanding. QUARTERLY REPORT ON FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2025 Table of Contents PART IFINANCIAL INFORMATIONITEM 1.Financial Statements (Unaudited)Condensed Consolidated Statements of Financial Condition2Condensed Consolidated Statements of Comprehensive Income3Condensed Consolidated Statements of Cash Flows4Condensed Consolidated Statements of Changes in Equity5Notes to Condensed Consolidated Financial Statements71.Organization of Business72.Significant Accounting Policies73.Trading Activities and Related Risks164.Equity and Earnings per Share175.Comprehensive Income206.Financial Assets and Financial Liabilities217.Collateralized Transactions288.Revenues from Contracts with Customers299.Other Income (Loss)3110.Employee Incentive Plans3111.Income Taxes3312.Leases3413.Commitments, Contingencies and Guarantees3514.Segment Reporting and Geographic Information3715.Regulatory Requirements3916.Related Party Transactions3917.Subsequent Events40ITEM 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations41ITEM 3.Quantitative and Qualitative Disclosures about Market Risk59ITEM 4.Controls and Procedures63PART II.OTHER INFORMATIONITEM 1.Legal Proceedings64ITEM 1A.Risk Factors64ITEM 2.Unregistered Sales of Equity Securities and Use of Proceeds64ITEM 3.Defaults upon Senior Securities64ITEM 4.Mine Safety Disclosures64ITEM 5.Other Information64ITEM 6.Exhibits66Signature PART I. FINANCIAL INFORMATION Interactive Brokers Group,Inc. and SubsidiariesCondensed Consolidated Statements of Financial Condition(Unaudited) Interactive Brokers Group,Inc. and SubsidiariesCondensed Consolidated Statements of Comprehensive Income(Unaudited) Interactive Brokers Group,Inc. and SubsidiariesCondensed Consolidated Statements of Cash Flows(Unaudited) (inmillions) Interactive Brokers Group, Inc. and SubsidiariesNotes to Unaudited Condensed Consolidated Financial Statements 1.Organization of Business Interactive Brokers Group,Inc. (“IBG,Inc.”) is a Delaware holding company whose primary asset is its ownership of approximately25.8% of the membership interests of IBGLLC, which, in turn, owns operating subsidiaries (collectively, “IBG LLC”). IBG, Inc.together with IBG LLC and its consolidated subsidiaries (collectively, “the Company”), is an automated global electronic brokerspecializing in executing and clearing trades in stocks, options, futures, foreign exchange instruments, bonds, mutual funds, exchange-traded funds (“ETFs”), precious metals, and forecast contracts on more than 160 electronic exchanges and market centers around theworld and offering custody, prime brokerage, securities and margin lending services to customers.In addition, the Company’scustomers can use its trading platform to trade certain cryptocurrencies through third-party cryptocurrency service providers thatexecute, clear and custody the cryptocurrencies.In the United States of America (“U.S.”), the Company conducts its businessprimarily from its headquarters in Greenwich, Connecticut and from Chicago, Illinois. Abroad, the Company conducts its businessthrough offices located in Canada, the United Kingdom, Ire