艾里德克斯 2026年季度报告

IRIDEX CORPORATION (Exact name of registrant as specified in its charter) Registrant’s telephone number, including area code: (650) 940-4700 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) ofthe Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrantwas required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.Yes☑No☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to besubmitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or forsuch shorter period that the registrant was required to submit such files).Yes☑No☐ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer,smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,”“accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the ExchangeAct. Large accelerated filer☐Non-accelerated filer☑Emerging growthcompany☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extendedtransition period for complying with any new or revised financial accounting standards provided pursuant to Section13(a) of the Exchange Act.☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).Yes☐No☑ The number of shares of common stock, $0.01 par value, issued and outstanding as of August 13, 2026 was17,564,912. TABLE OF CONTENTS ItemsPagePART I. FINANCIAL INFORMATION5Item 1.Condensed Consolidated Financial Statements (Unaudited)5Unaudited Condensed Consolidated Balance Sheets as of July 4, 2026 and January 3, 20265Unaudited Condensed Consolidated Statements of Operations for the three and six months endedJuly 4, 2026 andJune 28, 20256Unaudited Condensed Consolidated Statements of Comprehensive Loss for the three and sixmonths ended July 4, 2026 and June 28, 20257Unaudited Condensed Consolidated Statements of Stockholders’ Equity for the three and sixmonths ended July 4, 2026 and June 28, 20258Unaudited Condensed Consolidated Statements of Cash Flows for the six months ended July 4,2026 and June 28, 202510Notes to Unaudited Condensed Consolidated Financial Statements11Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations24Item 3.Quantitative and Qualitative Disclosures about Market Risk28Item 4.Controls and Procedures28PART II. OTHER INFORMATION29Item 1.Legal Proceedings29Item 1A.Risk Factors29Item 2.Unregistered Sales of Equity Securities and Use of Proceeds29Item 3.Defaults Upon Senior Securities29Item 4.Mine Safety Disclosures29Item 5.Other Information29Item 6.Exhibits30Signatures31 NOTE REGARDING FORWARD-LOOKING STATEMENTS This Quarterly Report on Form 10-Q contains forward-looking statements within the meaning of Section 27Aof the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended,which statements involve substantial risks and uncertainties. Forward-looking statements generally relate to futureevents or our future financial or operating performance. In some cases, you can identify forward-looking statementsbecause they contain words such as “may,” “will,” “should,” “expects,” “plans,” “anticipates,” “could,” “intends,”“target,” “projects,” “contemplates,” “believes,” “estimates,” “predicts,” “potential,” or “continue” or the negative ofthese words or other similar terms or expressions that concern our expectations, strategy, plans, or intentions.Forward-looking statements contained in this Quarterly Report on Form 10-Q include, but are not limited to,statements about: •our future financial performance, including our expectations regarding our revenue, cost of revenue,gross profit or gross margin, operating expenses (including changes in sales and marketing, research anddevelopment and general and administrative expenses), and our ability to achieve and maintain futureprofitability;•macroeconomic conditions, including the impact of global pandemics, outbreaks or other public healthemergencies, global and geopolitical uncertainty and conflicts, global supply chain interruptions,government shutdowns, the imposition of various sanctions, trade restrictions and tariffs, inflationconcerns, unexpected changes in tax law or policy, and changing interest rates on our business andresults of operations;•customer acceptance and purchase of our existing products and new products;•our ability to maintain and expand our customer base;•competition from other products;•the impact of foreign currency exchange rate and interest rate fluctuations on our results and sales;•the pace of change and innovation in the markets in which we participate and the compe