宁波丰沃增压科技股份有限公司招股说明书(申报稿)

招股说明书 （申报稿） 声明：本公司的发行申请尚需经上海证券交易所和中国证监会履行相应程序。本招股说明书不具有据以发行股票的法律效力，仅供预先披露之用。投资者应当以正式公告的招股说明书作为投资决定的依据。 保荐人（主承销商） 声明 中国证监会、交易所对本次发行所作的任何决定或意见，均不表明其对发行人注册申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其对发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断或保证。任何与之相反的声明均属虚假不实陈述。 根据《证券法》规定，股票依法发行后，发行人经营与收益的变化，由发行人自行负责；投资者自主判断发行人的投资价值，自主作出投资决策，自行承担股票依法发行后因发行人经营与收益变化或者股票价格变动引致的投资风险。 致投资者声明 一、发行人上市的目的 本次发行上市目的系借助资本市场通过上市股权融资方式扩大公司生产经营规模，提升产品生产的工艺水平和自动化水平，进一步巩固和提升公司研发能力和创新能力，提升企业核心竞争力，有利于公司进一步提高在行业的市场地位和市场占有率，推动企业的长期发展。同时公司上市后将加强团队能力建设、完善公司治理水平，加大技术创新投入，公司将在上市平台实现高质量可持续发展，为社会和广大投资者创造更大的价值和回报。 二、发行人现代企业制度的建立健全情况 公司已根据《公司法》《证券法》《上海证券交易所股票上市规则》等法律法规、规范性文件的要求建立健全现代企业制度，制定并执行了公司章程、三会议事规则以及信息披露等各项制度，形成相互制衡的公司治理结构，并有效运转。公司已建立健全了股东会、董事会、监事会、独立董事及董事会秘书等制度，并设置了战略、提名与薪酬、审计等专门委员会，公司独立董事根据其各自专长，分别担任董事会下属各专门委员会委员，结合公司实际情况，在完善公司法人治理结构、提高公司决策水平等方面提出了积极的建议，发挥了良好的作用，有效维护了公司及股东合法权益。 公司已按照《上市公司治理准则》《上海证券交易所股票上市规则》等法律法规的要求，有效执行了公司制定的各项内部控制制度，保障公司高效可靠运行，公司内部控制制度健全有效并得到有效执行。 三、发行人本次融资的必要性及募集资金使用规划 公司本次融资系综合考虑未来发展战略、国家产业政策、行业发展情况、市场竞争状况、下游市场需求等因素确定，系对公司主营业务的进一步发展和深化，符合国家产业政策与公司未来发展战略要求，项目的实施将有助于增强公司的竞争力，保持和提高市场地位，促进公司主营业务的快速发展。 公司本次募集资金投资项目与现有业务关系密切，是对公司现有业务进行的扩展和深化。其中，“年产100万套涡轮增压器项目”旨在提升公司产品业务规模，提高生产的自动化水平，满足下游市场需求，从而提高公司持续经营能力和竞争力；“年 产60万套空气悬架零部件项目”为公司新产品的生产和推广提供基础保障，进一步巩固和提高公司技术优势，保证公司业务的持续发展；“补充流动资金项目”将提升公司的偿债能力和资金实力，有效降低流动性风险，确保公司生产经营的顺利开展。以上募投项目的实施将进一步扩大公司业务规模，提升公司的整体竞争实力，为公司带来更为广阔的发展前景，与公司的发展战略高度契合。 四、发行人持续经营能力及未来发展规划 报告期内，公司营业收入分别为139,911.57万元、159,755.95万元和206,734.75万元；扣除非经常性损益前后孰低的归属于母公司股东的净利润分别为11,210.54万元、12,582.84万元和19,635.98万元。公司报告期内业绩总体呈高速增长趋势，而未来随着募投项目的实施达产，预计公司经营业绩也将得到进一步提升。因此，公司具备良好的持续经营能力。 未来，公司将坚持做强做大涡轮增压器主业，通过多种方式扩大公司现有主营产品的市场份额，为公司带来长期和稳定的规模收益。同时，公司在夯实原有业务基础上，将顺应行业发展趋势，抓住新能源汽车快速发展契机，加快增压器产品向新能源汽车业务转型速度，并积极开拓电动增压器、空气悬架零部件等新产品，逐步进入纯电动车市场，提升公司核心竞争力和市场地位，以更优异的业绩回报广大投资者。 董事长： 发行概况 目录 第一节释义·····························································································9 一、一般用语························································································9二、专业用语·······················································································10 第二节概览····························································································12 一、重大事项提示·················································································12二、发行人及本次发行的中介机构基本情况···············································13三、本次发行概况·················································································14四、发行人主营业务经营情况··································································15五、发行人的板块定位情况·····································································15六、发行人报告期主要财务数据和财务指标···············································17七、财务报告审计截止日后主要财务信息及经营情况···································17八、发行人选择的具体上市标准·······························································18九、发行人公司治理特殊安排等重要事项··················································18十、募集资金运用与未来发展规划····························································18十一、其他对发行人有重大影响的事项······················································19 第三节风险因素······················································································20 一、与发行人相关的风险········································································20二、与行业相关的风险···········································································22三、其他风险·······················································································23 第四节发行人基本情况·············································································24 一、公司基本信息·················································································24二、公司设立情况·················································································24三、报告期内发行人股本和股东变化情况··················································27 四、发行人报告期内重大资产重组情况······················································31五、发行人在其他证券市场的上市或挂牌情况············································31六、发行人股权结构··············································································31七、发行人主要控股子公司及参股公司情况···············································32八、持有发行人5%以上股份的股东及实际控制人的基本情况························34九、特别表决权股份、协议控制架构或类似特殊安排···································39十、控股股东、实际控制人的合规性·························································39十一、发行人股本情况···········································································39十二、董事、监事、高级管理人员及其他核心人员的基本情况·······················42十三、公司的股权激励及其他制度安排和执行情况······································52十四、公司员工及其社保情况··································································54 第五节业务与技术···················································································56 一、发行人主营业务及主要产品情况·························································56二、发行人所处行业及竞争情况·······························································64三、发行人的销售情况和主要客户····························································77四、发行人的采购情况和主要供应商·························································80五、发行人的主要资产情况·····································································82六、发行人的技术及研发情况····