国泰君安2024年度报告

國 泰 君 安 証 券 股 份 有 限 公 司G U O T A I J U N A N S E C U R I T I E S C O . L T D .（ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） ESGESGMSCI ESG A1 H1 ESGFICCFixed Income,Currenciesand CommoditiesAPPAPPAPPAPP Guotai Junan Securities Co.,Ltd.GTJAGuotai Junan Securities 8,903,730,6208,904,610,81698,387,241,93992,603,555,7938,903,730,6208,904,610,816 768768021-38676798021-38676798021-38670798021-38670798dshbgs@gtjas.comdshbgs@gtjas.com 60121102611 AH 51514944666109615179241875114762315614182510 98,387,24292,603,556146,820,231145,798,689(%)240.16201.54(%)16.9616.14(%)333.90269.72(%)139.51128.83(%)67.0163.51(%)21.0920.11(%)31.4731.67(%)40.1333.19(%)351.11343.14 7,724.056,752.926,931.696,040.774,135.383,520.18792.36712.15 2019-20212022-2023 20244 9 19992015 20032014 SMART 2024 199920072015 A5,985,871,332AH2,113,932,668H1A0.62A1H0.62H626,174,076A100 2024109 20241010AH 20241119[2024]211 2025225AH 20241+N 2 3 20202020-20222023-20252026-2028 2025 All in AI 4 VaR 2024 b) 5520216282022826595,000595,000––152.205820241030595,000522,300-72,70024.316120216282024123722,000722,000––6.34552021628202414–––––6020216282024524595,000595,000––72.80492021628202486–––––60202111252024820–––––55202332920241030–––––5,032,7364,821,436-211,3001,087.23 19752202432020136201810201490000112023300002919962003197372024927199372024719931999 19738202492720034A601336H013362024600817199619992002(EMBA)196012021628A601995H39082021120219600570202260006251982 195532021628 華泰證券股份有限1992419861997 1989 2020102024600293920216202272021112022720206000027201252021112024519921995 2019112019920211220165202042023720244201810202472023102020620156 2020120193 2019720161 20205 202211 20242202011 ULTRARICH INTERNATIONALLIMITED202011 202312 20244 20149 2017720204 20218 20232 20233202412 202410 2016120173 20227202462024720248 20231 202010 20211220236199242017920231220244 202462025220182202292021112024520125 20073200762007620111 20127201582010920132 20115 2007620241200762010520165 201652016620241020166202410201762021920242 20144 20206 2022120225 20177202411 2024420241120148 2020 <><><9><><7><6><>12 (1)20241+NAA (2) 20243202492024102024112024122024 2024320249202410202411 2024320249202410202411 20243202492024102024112024122024 2024320249202410202411 2024320249202410202411 202432024920241020241120249202410202411202492024102024112024122024 20243202492024102024112024122024 2024320249202410202411202412 2024320249202410202411202412 2024320244202462024620247202410202411202412 202432024720249202410202411202412 202311302024110 333322331100 2024123 2024228 2024523 2024826 20241227 202474 20241029 8888888888 4444442244––11 2024320249 20241121 11,4543,06914,523– 9,5934,17275814,523 1666,4396,8351,08314,523 √√√√√ (1)14,539,392,750(2)–(3)=(1)+(2)14,539,392,750(4)11,302,337,654(%)(5)=(3)/(4)128.6413,024,084,67343,013,257,151 2 3 202011279,000,000A 2024110AAA46827,704,28020242520243202024AHAA475122024527880,1965.87437,4866.74442,7105,551,908.22A31,580,58425,473,8206,106,764 20212022202320212019202220192023201920216.05%20226.10%20236.15%AA N≥95100%90≤N<9595%80≤N<9090%60≤N<8075%N<600% 8 22020917202011233%)33%)34%)2/11/20221/11/20232/11/20231/11/20242/11/20241/11/20252021719202192933%)33%)34%)29/9/202328/9/202429/9/202428/9/202529/9/202528/9/2026 2024 202415 2024227 2024229 2024229 202438 2024329 202448-12 20244152023 2024430 2024510 2024516 202464 2024652024 2024614 2024619 2024 2024625 2024627 2024617-628 2024716 20247192024 202494 202494 2024910 2024109 3,890.35 2024 3,661.093,661.090200,000 3 1,500 202410 202410 202410 202411 202410 202410 202410 202410 202410 202410 202410 202410 202410 202410 202411 202411 202411 20241 20241 20247 14A 8,316,58013,477,23351,606,16077,272,909 3,393,060,9301,688,120,66730,865,977105,923,178112,502,895313,235,325 (C)–70%(D)11,671,617,00050%(E)–(C+D+E)11,671,617,000– 2023310Guotai JunanHoldings Limited533.35%Guotai Junan Holdings 2023323Guotai JunanHoldings Limited9.3533.35%Guotai Junan Holdings 2023324Guotai JunanHoldings Limited533.35%Guotai Junan HoldingsLimited 2024129Guotai JunanHoldings Limited0.353 2024130Guotai JunanHoldings Limited333.25%Guotai Junan HoldingsLimited2 0 2 428G u o t a i J u n a nHoldings Limited533.25%Guotai Junan HoldingsLimited2024626Guotai JunanHoldings Limited43Guotai Junan Holdings Limited 2024109 (3)Guotai Junan Holdings Limited 2024Guotai Junan Holdings Limited44.358 (1)A (2)H 60,165,0600.68–––-28,584,476-28,584,47631,580,5840.35160,165,0600.68–––-28,584,476-28,584,47631,580,5840.3560,165,0600.68–––-28,584,476-28,584,47631,580,5840.358,844,445,75699.32–––+27,704,280+27,704,2808,872,150,03699.6517,452,618,57683.69–––+27,704,280+27,704,2807,480,322,85684.0121,391,827,18015.63–––––1,391,827,18015.638,904,610,816100.00–––-880,196-880,1968,903,730,620100.00 20245A880,1968,903,730,620A7,511,903,440H1,391,827,180 1,900,963,7481,900,963,7481,391,610,5701,391,610