东方汇财证券年报 2023/24

GEMGEM CHARACTERISTICS OF THE GEM (“GEM”) OF THESTOCK EXCHANGE OF HONG KONG LIMITED (THE“STOCK EXCHANGE”) GEM GEM has been positioned as a market designed to accommodatesmall and mid-sized companies to which a higher investmentrisk may be attached than other companies listed on the StockExchange. Prospective investors should be aware of the potentialrisks of investing in such companies and should make the decisionto invest only after due and careful consideration. GEMGEMGEM Given that the companies listed on GEM are generally small andmid-sized companies, there is a risk that securities traded on GEMmay be more susceptible to high market volatility than securitiestraded on the Main Board of the Stock Exchange and no assuranceis given that there will be a liquid market in the securities traded onGEM. Hong Kong Exchanges and Clearing Limited and the Stock Exchange takeno responsibility for the contents of this report, make no representationas to its accuracy or completeness and expressly disclaim any liabilitywhatsoever for any loss howsoever arising from or in reliance upon thewhole or any part of the contents of this report. GEMGEM This report, for which the directors (the “Directors”) of OrientSecurities International Holdings Limited (the “Company”) collectivelyand individually accept full responsibility, includes particulars given incompliance with the Rules Governing the Listing of Securities on theGEM (the “GEM Listing Rules”) for the purpose of giving informationwith regard to the Company. The Directors, having made all reasonableenquiries, confirm that to the best of their knowledge and belief theinformation contained in this report is accurate and complete in all materialrespects and not misleading or deceptive, and there are no other mattersthe omission of which would make any statement herein or this reportmisleading. C O N T E N T S CORPORATE INFORMATION3EXECUTIVE DIRECTOR’S STATEMENT6MANAGEMENT DISCUSSION AND ANALYSIS8CORPORATE GOVERNANCE REPORT30ENVIRONMENTAL, SOCIAL ANDGOVERNANCE REPORT53BIOGRAPHICAL DETAILS OF DIRECTORS ANDSENIOR MANAGEMENT94REPORT OF DIRECTORS99INDEPENDENT AUDITOR’S REPORT113 FINANCIAL SUMMARY208 BOARD OF DIRECTORS EXECUTIVE DIRECTORS 123 Mr. Shiu Shu MingMs. Lee Nga Ching(duties suspended)Mr. Cao Weimin1Ms. Suen Tin Yan2Mr. Chung Kar Ho Carol3 INDEPENDENT NON-EXECUTIVE DIRECTORS 456 Mr. Siu Kin WaiMs. Chan Man Yi4Mr. Cheng Ching Fu5Ms. Luk Huen Ling Claire6 AUTHORISED REPRESENTATIVES Ms. Lee Nga ChingMr. Huen, Felix Ting Cheung AUDIT COMMITTEE MEMBERS 456 Mr. Siu Kin Wai(Chairman)Ms. Chan Man Yi4Mr. Cheng Ching Fu5Ms. Luk Huen Ling Claire6 NOMINATION COMMITTEE MEMBERS 456 Mr. Siu Kin Wai(Chairman)Ms. Chan Man Yi4Mr. Cheng Ching Fu5Ms. Luk Huen Ling Claire6 1Appointed as an executive director with effect from 19 April 2024.2Resigned as an executive director with effect from 31 March 2024.3Retired as an executive director with effect from 31 August 2023.4Resigned as an independent non-executive director, a member of each of the auditcommittee, the nomination committee and the remuneration committee with effectfrom 25 June 2024.5Appointed as an independent non-executive director, a member of each of the auditcommittee, the nomination committee and the remuneration committee with effectfrom 30 November 2023.6Retired as an independent non-executive director, a member of each of the auditcommittee, the nomination committee and the remuneration committee with effectfrom 31 August 2023. Corporate Information REMUNERATION COMMITTEE MEMBERS 456 Mr. Siu Kin Wai(Chairman)Ms. Chan Man Yi4Mr. Cheng Ching Fu5Ms. Luk Huen Ling Claire6 COMPLIANCE OFFICER Ms. Lee Nga Ching COMPANY SECRETARY AUDITOR 89323203A-5 CL Partners CPA LimitedCertified Public AccountantsRegistered Public Interest Entity AuditorsOffice Unit 3203A-532nd Floor of Tower 2Lippo TowerNo. 89 QueenswayAdmiralty, Hong Kong REGISTERED OFFICE Conyers Trust Company (Cayman) LimitedCricket Square, Hutchins DrivePO Box 2681, Grand CaymanKY1-1111, Cayman Islands Conyers Trust Company (Cayman) LimitedCricket Square, Hutchins DrivePO Box 2681, Grand CaymanKY1-1111, Cayman Islands HEADQUARTERS AND PRINCIPAL PLACE OFBUSINESS IN HONG KONG 558 8/F., Hip Shing Hong Centre55 Des Voeux Road CentralHong Kong PRINCIPAL SHARE REGISTRAR AND TRANSFEROFFICE Conyers Trust Company (Cayman) LimitedCricket Square, Hutchins DrivePO Box 2681, Grand CaymanKY1-1111 Cayman Islands Conyers Trust Company (Cayman) LimitedCricket Square, Hutchins DrivePO Box 2681, Grand CaymanKY1-1111 Cayman Islands HONG KONG BRANCH SHARE REGISTRAR ANDTRANSFER OFFICE 1617 Tricor Investor Services Limited17/F., Far East Finance Centre16 Harcourt RoadHong Kong PRINCIPAL BANKERS 24 Chong Hing Bank LimitedChong Hing Bank Centre24 Des Voeux Road CentralHong Kong STOCK CODE 80018001 www.orientsec.com.hk WEBSITE OF THE COMPANY www.orientsec.com.hk Executive Director’s Statement Dear Shareholders, COVID-19 The three-year COV