东方汇财证券二零二二年年报

2022/23Annual Report 年報 CHARACTERISTICS OF THE GEM (“GEM”) OF THE STOCK EXCHANGE OF HONG KONG LIMITED (THE “STOCK EXCHANGE”)GEM has been positioned as a market designed to accommodate small and mid-sized companies to which a higher investment risk may be attached than other companies listed on the Stock Exchange. Prospective investors should be aware of the potential risks of investing in such companies and should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.Given that the companies listed on GEM are generally small and mid-sized companies, there is a risk that securities traded on GEM may be more susceptible to high market volatility than securities traded on the Main Board of the Stock Exchange and no assurance is given that there will be a liquid market in the securities traded on GEM.Hong Kong Exchanges and Clearing Limited and the Stock Exchange take no responsibility for the contents of this report, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this report.This report, for which the directors (the “Directors”) of Orient Securities International Holdings Limited (the “Company”) collectively and individually accept full responsibility, includes particulars given in compliance with the Rules Governing the Listing of Securities on the GEM (the “GEM Listing Rules”) for the purpose of giving information with regard to the Company. The Directors, having made all reasonable enquiries, confirm that to the best of their knowledge and belief the information contained in this report is accurate and complete in all material respects and not misleading or deceptive, and there are no other matters the omission of which would make any statement herein or this report misleading.香港聯合交易所有限公司（「聯交所 」）GEM（「GEM」）之特色GEM之定位乃為相比起其他在聯交所上市之公司帶有較高投資風險之中小型公司提供一個上市之市場。有意投資者應了解投資於該等公司之潛在風險，並應經過審慎周詳之考慮後方作出投資決定。GEM之較高風險及其他特色意味著GEM較適合專業及其他資深投資者。由於GEM上市公司普遍為中小型公司，在GEM買賣之證券可能會較於聯交所主板買賣之證券承受較大之市場波動風險，同時無法保證在GEM買賣之證券會有高流通量之市場。香港交易及結算所有限公司及聯交所對本報告的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示，概不對因本報告全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。本報告包括的資料乃遵照GEM證券上市規則（「GEM上市規則」）的規定而提供有關東方滙財證券國際控股有限公司（「本公司」）的資料。本公司董事（「董事」）願就本報告共同及個別承擔全部責任。董事在作出一切合理查詢後確認，就彼等所深知及確信，本報告所載的資料在各重大方面均屬準確完整，且無誤導或欺騙成份，及本報告並無遺漏其他事實致使本報告所載任何陳述或本報告產生誤導。 CONTENTS目錄CORPORATE INFORMATION公司資料3–5EXECUTIVE DIRECTOR’S STATEMENT執行董事報告6–7MANAGEMENT DISCUSSION AND ANALYSIS管理層討論與分析8–21CORPORATE GOVERNANCE REPORT企業管治報告22–43ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT環境、社會及管治報告44–76BIOGRAPHICAL DETAILS OF DIRECTORS AND SENIOR MANAGEMENT董事及高級管理層履歷77–81REPORT OF DIRECTORS董事會報告82–94INDEPENDENT AUDITOR’S REPORT獨立核數師報告95–100CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME綜合損益及其他全面收益表101CONSOLIDATED STATEMENT OF FINANCIAL POSITION綜合財務狀況表102–103CONSOLIDATED STATEMENT OF CASH FLOWS綜合現金流量表104–105CONSOLIDATED STATEMENT OF CHANGES IN EQUITY綜合權益變動表106NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS綜合財務報表附註107–187FINANCIAL SUMMARY財務摘要188 Corporate Information公司資料3東方滙財證券國際控股有限公司 / 年報 2022BOARD OF DIRECTORSEXECUTIVE DIRECTORSMs. Lee Nga ChingMr. Shiu Shu Ming1Ms. Suen Tin Yan2Mr. Chung Kar Ho Carol3Mr. Lam Shu Chung4INDEPENDENT NON-EXECUTIVE DIRECTORSMr. Siu Kin WaiMs. Chan Man YiMs. Luk Huen Ling Claire5Mr. Tang Chung Wai6AUTHORISED REPRESENTATIVESMs. Lee Nga ChingMr. Huen, Felix Ting CheungMr. Yip Yat Sing7AUDIT COMMITTEE MEMBERSMr. Siu Kin Wai (Chairman)Ms. Chan Man YiMs. Luk Huen Ling Claire5Mr. Tang Chung Wai6NOMINATION COMMITTEE MEMBERSMr. Siu Kin Wai (Chairman)Ms. Chan Man YiMs. Luk Huen Ling Claire5Mr. Tang Chung Wai61 Appointed as a non-executive director with effect from 10 June 2022 and redesignated to an executive director with effect from 5 July 2022.2 Appointed as an executive director with effect from 18 November 2022.3 Appointed as an executive director with effect from 17 May 2023.4 Resigned as an executive director with effect from 19 August 2022.5 Appointed as an independent non-executive director, a member of each of the audit committee, the nomination committee and the remuneration committee with effect from 17 February 2023.6 Resigned as an independent non-executive director with effect from 17 February 2023.7 Resigned as joint company secretary and authorised representative with effect from 15 June 2022.董事會執行董事李雅貞女士蕭恕明先生1孫天欣女士2鍾家豪先生3林樹松先生4獨立非執行董事蕭健偉先生陳敏儀女士陸萱凌女士5鄧宗偉先生6授權代表李雅貞女士禤廷彰先生葉逸聲先生7審核委員會成員蕭健偉先生（主席）陳敏儀女士陸萱凌女士5鄧宗偉先生6提名委員會成員蕭健偉先生（主席）陳敏儀女士陸萱凌女士5鄧宗偉先生61 自二零二二年六月十日起獲委任為非執行董事及自二零二二年七月五日起獲調任為執行董事。2 自二零二二年十一月十八日起獲委任為執行董事。3 自二零二三年五月十七日起獲委任為執行董事。4 自二零二二年八月