
2 3 5 1.13 2.ESG14 3.16 4.20 5.24 6.29 7.30 38 66 80 87 88 89 91 92 94 1 1617 http://www.swhyhk.com PMI2023 6.5%7.2%GDP5.2% 4.54%14.32%19.74%A(IPO)3133,564202239.2% GDP13.82%3,18820223,86417.5%73463202218.9%55.7% GDPGDP4.5%-5.0% 4.2645%6.181.251.928.718.80 5%2.2538%2.721.22 6,700IPO 10%6,5581.0135%9,1011.0614%38% WynnerWynner League 49%7,0031.01 1121 1261242 CDS25.559%400 0.2284% 13%1.07A FOF 1,561,138,68927.9029.60 21.5%364 12.8712.3836.6337.3980.0193.8180.0193.81 2.3414.894.178.1815.59124%118%23%50% 0.220.3910.7413.09 42%35% 2833152.492.98 1. ESG ESGESG 1.1 ESGESGESG ESG 1.2 (SegregatedPortfolio Company)(AUM) 2.ESG 2.1 ESGESG ESGESGESG ESGESG ESGESG 2.2 ESG(i)ESG(ii)C2ESG(iii)®ESG(iv)(v)(vi)(vii)ESG(viii)184ESGESG ESGESG 3. (2022-2025 •15%12.48 •15%0.121.24•15%0.181.84•15%0.019 3.1 3.1.1 4.89114.5% 501.3218.89%1.232.85%0.11714%16.3319% 3.1.2 ef 3.1.3 3.1.4 FSC99%FSC 4.2324.2%0.01220%0.5935.9%(OA)1.42 (HKGOC) 3.1.5 3.2 ESG 51.0624 4. 4.1 4.2 4.3 4.4 31 4.5 5. 5.1 5.2 5.2.1 5.2.2 1. 2. 3. 4. 5.2.3 5.3 5.3.1 ESG 5.3.2 6. 6.1 10 C1 A.1 34512 A.2 (1) (2) (3) (4) (5) B.1 1. 2.3.4.3.135.6.7. B.2 B.33.083.093.139 B.3 B.1B.2 53:47 (i)(ii)(iii) C.1 C.1.2(a)(d) C3 C.1.4 AEAA AA, E AAA, E ABCDE (i)(ii) C.2 C.3 (1)(2)(3) C.4 D.3E.1B.3D.2 ESGESG2022-2025 1337 C.5 14 C.4 C.3 C.6 3.291574 D.1 3.0813 D.2 C2 (a) (b) •• •2023 •••••• • • • (c) D.3 (d) (e) (1) (2) (f) (g) (h) (1) (2) (3) (4) (5) (6) (i) (j) D.3 (1)(2)(3)(4)(5)(6)(7) 2,900215 E.1 E.1.2(a)(h) 3,000,0003,000,0015,000,0005,000,0017,000,000 * D289 F.1 40%60% (a)(b)(c)(d) (a) 69 6225% (i) (ii) (iii)1co.sec@swhyhk.com (b) 1co.sec@swhyhk.com (c) (i)2.5% (ii)50 (i) (ii) (iii)1co.sec@swhyhk.com (d) 113 (1) (2) (3) (4) (5) (7) F.2 (a) (b) http://www.hkexnews.hkhttp://www.swhyhk.com 1 40%60% 3451213373865 21.5%364 622291297299 30 5% 100109(A)C1B.2.3 3.13 www.swhyhk.com 42Shenwan Hongyuan Holdings (B.V.I.) Limited6806.HK, 000166.SZ20 58(6806.HK,000166.SZ)21 396806.HK, 000166.SZ17(CFA)(FRM) 39Shenwan Hongyuan International Finance LimitedShenwan Hongyuan Holdings (B.V.I.)Limited(6806.HK, 000166.SZ)16 55 5321 7137 68 5026 4014 4217 597 4116 XV352C3 336 (1)SWHYHBVI60.82%SWHYHBVI402,502,312 (2)768,306,257768,306,257 336 14A (a)) (b)35(a)(i-iv)((( 300074014A.56 25% ••••Shenwan Hongyuan Singapore Private Limited ••• Shenwan Hongyuan Singapore Private Limited Shenwan Hongyuan Singapore Private Limited ••• 87184 2.5(b)2.5(f)18 19 2538 4,8822,2113,258262 • • • • • • 2.5(g)19 141145322 • 9 •9 • • •• 2.5(g)19 • • • • 405 Shum Yiu Man 108 94184 1 1 0001666806 1 450,100,00088,194,000361,498,00036,157,000 2.1 2.5 2.3 2.2 2.5(f)2.5(f)2.5(f)2.5(f) 2.2 3 2.3 •12•8•12 12 8 12 121524 2.4 2.5 (a) 2.5 (a) 2.5(f) 2.5(g) (b) 2.5 (b) 2.5 (c) (a) (i)(ii)(iii) (b) (i)(ii)(iii)(iv)(v)(vi)(a)(vii)(a)(i)(viii) 2.5 (d) 4%15% - 331/3%25% 2.5 (e) 12 2.5(g) 2.5 (e) (f) (i) FVOCIFVPL FVPL 2.5 (f) (ii) FVOCI SPPI FVOCI SPPISPPIFVOCI 2.5 (f) (ii) SPPI FVPL 2.5 (f) (ii) FVPL FVOCISPPIFVOCI 2.5 (f) (iii) (iv) (i)(ii) 2.5 (g) (i)FVOCI FVOCIFVPLFVOCI (i)(ii) 2.5 (g) (i)FVOCI 121211223 12 2.5 (h) (i)FVOCI 30 90 FVOCI 90 2.5 (g) (i)FVOCI 2.5(o) 2.5 (g) (i)FVOCI (ii) 2.5 (g) (ii) 2.5 (h) 2.5(o)2.5(g) 2.5(o) (i) 2.5 (j) 2.5(h) 2.5(g) (k) 2.5(g) (l) 2.5(g) 2.5 (m) (n) 2.5 (n) (o) 12156312 2.5 (o) (a) (b) (i) (ii) (c) (d) FVOCI2.5(g) 2.5 (o) (e) (f) (p) (q) (i) 2.5 (q) (i) (ii) (iii) 65 2.5 (r) 2.5 (s) 3 (i) FVOCI 3 (i) 9 (ii) FVOCIFVPLFVPL37 (iii) 25,520,00084,520,00017 4 4 530%D2 5 5 5 (b) 2.5(o)15121 6 (b) 7 8 383(1)(a)(b)(c)(f)2 (a) 8 (b) 8 (b) 9 8 10 (a) 16.5%16.5% (b) 11 (a) 12 1,561,138,6891,561,138,689 14 14 14,948,000 24(c)3134 15 16 17 17 1,822,162,0001,170,150,000 19 19 (b) 13,075,00078,606,000260,380,000247,305,000 265,348,000271,946,000 19 16,702,0003,165,000 20 20 (a) 20 (a) 20 (b) (1)(2)(3) 608,398,000451,912,00031,865,000172,0001386,0001399,384,000197,234,000 21,521,00039,491,0001,324,779,000757,158,000 20 (b) 21 1,073,842,0001,308,845,000 3,831,185,0005,503,025,00028 1,073,842,0001,308,845,000 23 24 (a) 96,234,00078,268,000 761,0003,970,000 24 24 24 (c) 26 256,228,000204,677,000 28 (a)1,725,425,0001,725,425,000(b)(c) 29 416,547,0005.65%5.70% 30 21.5%364 31 32 33 9FVOCI 34 35 (a) (i)B (ii)(iii)(iv)(v)14,297,0005,939,000 35 (a) (vi)3,469,0003,296,000(vii)15,250,000(viii)40,315,00013,983,000(ix)248,000(x)218,000600,000(xi)3,488,0003,869,000(xii)15,206,00071,039,000(xiii)54,684,000(xiv)56,258,00066,056,000(xv)1,883,000(xvi)1,875,0001,836,000(xvii)1,944,000 35 8 (a)(i-iv)14A 36 36 36 36 37