中州证券二零二三年年度报告

Central China Securities Co., Ltd.Central China Securities Co., Ltd. (a joint stock company incorporated in 2002 in Henan Province, the People's Republic of China with limited liabilityunder the Chinese corporate name “中原證券股份有限公司”and carrying on business in Hong Kong as “中州證券”)Stock Code股份代號: 01375（2002年於中華人民共和國河南省成立的股份有限公司，中文公司名稱為「中原證券股份有限公司」，在香港以「中州證券」名義開展業務） 2023ANNUAL REPORT年報 2023 2023100.14202312314,642,884,70065,000,385.80 473481137149155162363 本 公 司 、公 司 、母 公 司 、中 原 證 券中 原 證 券C3C1571WindIPOA1.00H1.00 2023112023123120231231 —% 中 原 證 券中 原 證 券CENTRAL CHINA SECURITIES CO., LTD.CCSC 1. IPO 2. IPO50ETF 3. IPO 4. 5. 6. FOFFOF FOFFOF 945001894500180371-691775909:00-11:30 13:00-17:000371-691775909:00-11:30 13:00-17:000371-865059110371-86505911zyzqdm@ccnew.comzyzqzd@ccnew.com 1010450018https://www.ccnew.cominvestor@ccnew.com24840 20021025中 原 證 券[2002]326中 原 證 券2002118103,379 2008115103,379203,351.57 200861019,670.429.673%71,525.3635.173%91,195.7844.846% 2011922中 原 證 券5%60,80029.899% 2014625598,100,000H1H2.51中 州 證 券01375中 原 證 券[2013]107040,994,7788,842,3453,738,2312,432,0741,348,575884,166678,113449,525442,193959,810,000201410282,631,615,700 201583H592,119,0001H4.2820158143,223,734,700 20161118700,000,0001[2009]94中 原 證 券A[2015]26700,000,00047,979,17510,348,8404,375,1242,846,4331,578,3361,034,804793,645526,112517,531970,000,000 201713A20172163,923,734,700 2018212H2018518HH54,664,00020187113,869,070,700 2020730A773,814,0001A4.712020944,642,884,700 1 2 41 31 7696621112111 1中原證券112中原證券433中原證券1385A2024中原證券61205中原證券256中原證券7中原證券1128中原證券4-59中原證券1710中原證券1198 11中原證券12中原證券13中原證券1714中原證券17015中原證券16中原證券17中原證券.61-2106+20618中原證券3719中原證券20中原證券11121中原證券29 33中原證券1111634中原證券35中原證券15236中原證券5337中原證券20038中原證券30639中原證券40中原證券41中原證券42中原證券43中原證券 54中原證券55中原證券5109-1101-256中原證券11657中原證券42858中原證券59中原證券60中原證券260161中原證券2662中原證券1363中原證券89764中原證券41130165中 原 證 券158 66中原證券2167中原證券318C40468中原證券25891-269中原證券270270中原證券1871中原證券19-372中原證券89173中原證券399771071174中原證券3562A00375中原證券6210676中原證券9 1671101AH91410000744078476K 1.9— 19.684.62%5.522.444.091.97-0.320.49-1.040.384.090.356.520.65-0.041.690.851.77 17.590.38%13.821.260.550.91 2.121.05 LED 202311.97%30% 30% 2023 180 N7 10 1 202320239222,974.933.70%9,524.6913.54%1,891.3719.41%239.953.09%Wind 2023 298.9113.63%ETF1.820.7131.4752%33.423.76% APPDAUMAU24 2024 2024 2 2023IPO20232363,418.0640.07%7,770.8729.42%202377147.33410.7115.42%71.0415.44%Wind 2023N IPO1316.56121170.7541.27%17291.8983.49%40.56424421262023BWind 2024 2024+N7+28+N 3 (1) 202312.411.953.08%44.26%73.82% 2023FOFFOF202310 36.63120.90615.3710.36 2024 2024 (2) 20236,98018,244.711.1%15.5%2023771,088.7032.5%56.4%20239,38811.8%6,928.2623.7%20233,9469.6%AIPO1,34838.3% 2023834,303.20N 1662.995 2024 20247+28+NN (3) 2023VCPEIPO 2023N1,4001934,150.154725.35 2024 2024 4 2023M4.68% 2023 2024 2024FICC 5 20231.657.17%Wind 2023 74.088.81%15.8026.16%9.0138.31%208%6.79 2024 2024 6 202385.0125.60%568.516.28% 2023 2,8923.6911.87%22.0635.14%10.3947.1%3,842.0142.36%32,192.738.99% 2024 2024N7+28+NAPP 7 202313.8%8.8%1,507.1240.70%462.9555.74%73IPO222 20234IPO3122.59 8,67542.962.41%21.08559262658.822.721.40 2024 2024 8 (1) 2023— 202371T+0 10,272260.9812.46%492842.263.36%0.88% 2024 2024 2023A2,974.933.70%9,524.6913.54%1,891.3719.41%239.953.09%IPOA313IPO3,565.3926%39%IPO594330Wind 14120232,245.079.03%523.0324.6924.40%255.3727.0512.58%748.1733.33%280.8712.51%109.634.88%431.87%6.46%Wind 20232177241030112023 7+28+N A+H A+H 1. 2. 30% (1) 19.684.62%5.522.444.091.97-0.320.49-1.040.384.090.356.520.65-0.041.690.851.77 17.590.38%13.821.260.550.91 2.121.05 3. 51 4. 133.940.96 (1) -4.6724.70 56.3534.35%18.8033.35%17.9531.85%7.1512.70%1.101.95%11.3520.15%61.0337.42%20.6933.90%5.829.54%3.125.11%10.5817.33%6.4010.48%12.6120.66%1.822.98% -4.672.02 (2) 18.9133.43 20.4112.44%19.4995.51%0.914.46%0.010.04%1.490.92%1.49100.00% (3) -13.287.97 87.2953.21%87.2199.91%0.080.09%100.5761.67%95.0094.46%3.573.55%2.001.99% 1. (1) 2023517.02501.8315.193.03%28.07%47.98%14.71%1.08%2.79%1.95%3.41% (2) 2023375.51359.7515.764.38%30.73%23.43%28.23%8.78%3.75%5.08% 2023123164.77%1.83 2. 11.892.30% 3. 61 4. 20231231405.66 14.431.358.53% 181501-112012282.8100%0371-69177108202312318.224.1920230.230.02 201532532.00100%0371-865039712023123127.4227.392023-7,722.94-9,802.16 1019934183.392.292%0371-685991992023123127.984.6320234.091,084.39 8150515082014102918100%00852-250013752023123113.125.132023285-1.05 2320156293.536%0371-61775086202312313.943.562023-0.34-0.42 202312315 20231030 202411252024315 2024 (1) (2) VaRBetaDV01DeltaGamma Reits (3) 198.96%150.69% (4) (5) (6) 202311,049.80 (7) 202319,894.79 — 1 20231231XV(i)XV78(ii)352(iii) 202312311818 20231231XV23336 822,983,847A46,733,000H153,840,000H1,023,556,84722.05% 20231231336 37 H8.0813.32 20231231 29 675796.592,636 1314 38–41 A [2015]101[2012]851120%11150%10%111[2012]85 (QFII)Q