中州证券二零二三年中期报告

Central China Securities Co., Ltd. (a joint stock company incorporated in 2002 in Henan Province, the Peoples Republic of China with limited liabilityunder the Chinese corporate name “”and carrying on business in Hong Kong as “”)Stock Code: 013752002 2023 47154548555963236 本 公 司 、公 司 、母 公 司 、中 原 證 券中 原 證 券 Wind IPO A1.00 H1.00 2023112023630 2023630 —% 中 原 證 券中 原 證 券CENTRAL CHINA SECURITIES CO., LTD.CCSC 12345678910111250ETF1314IPO 證2023151617181920212223242526ITISO/IEC20000272829303132333435363738 3940414243444546 94500180371–691775909:00–11:3013:00–17:000371–86505911zyzqzd@ccnew.com 1010450018https://www.ccnew.cominvestor@ccnew.com24840 http://www.sse.com.cnhttp://www.hkexnews.hk9 19— 2=––/–– 3,089.263.65%3,202.0611,015.990.10%11,026.59-219.62225.212.55% 2023FOF517.97 2023 () () ()A+H A+H 1 20233,202.063.65%11,026.590.10%2,2155.61%124.680.12%Wind 2023中 原 證 券APP5.0APP100APPDAU MAU241,50039 290.1910.32%7,9073.17‰46.8611.50% 2023 2023+AI+ 2 20231.5920223.12%Wind 2023 69.3220221.83%18.1215.32%11.3329.06%197.90%6.79 2023 2023 3 20231312,015.5634.78%4,320.248.52%4281.81185.83%160164.386.11%34.579.72%Wind 2023 IPO115.76511130.185026.95140.561Wind 2023 2023 4 (1) 2023113.212.1953.65%43.47%73.07% 2023FOF 49.52639.0610.43210.03 2023 2023 (2) 20233897,341.450.3%23.5%54.9%35.4%20233,6382,929.6537.5%42.0%IT62.4%46.2%20231,32632.6%IPO 202320.35 121556.995 2023 2023—— (3) 2023VCPE3,6382,929.6537.5%42.0%40%IT30%32.6%IPOVC/PE 202335 21,40022,00063,500.955128.78 2023 2023 5 20233.65%0.1%,5.61%102.84%2.64%0.86%Wind 202334,811.63134.04% 2023 2023REITs 6 20238.47%6.00%51.26%9.59%2022202339.5129.71%262.131.80% 2023 1,44435,61818.89%1,776.2049.28%15,919.1117.14%1.92336.36%0.8239.74%0.1758.92% 2023 2023中 原 證 券 7 2023743.9177.783322%974.4%5.3% 202320AT1 8,63045.237.18%13.415552518,879.51.875%21111620 2023 2023 8 202320221118 2023 250.047.74%838.700.46% 2023 2023 () 10.4632.77%3.481.990.150.903.290.351.390.26-0.480.122.070.050.320.140.230.97 8.5610.67%0.071.54 1.672.93 () 1. 2023630562.6460.8112.12%28.29%50.17%12.74%2.74%2.66%2.40%1.00% 2023630421.3761.6217.13%30.29%32.95%24.70%4.46%3.81%3.77%0.02% 202363067.52%4.58 2. 14.182.52% 3. 61 4. () 20232324 25 27 33 () 15.430.352.20% (1). () 10419934183.351.357%0371-68599199202363028.924.5820231.39577.05 181501-112012286.8100%0371-69177108202363012.098.8320230.016-0.05202363075.53% 8150515082014102918100%00852-25001375202363015.386.0720230.39-0.101.411.30 201532535.00100%0371-86503971202363031.5131.4420230.09521.91 2320156293.536%0371-6177508620236304.233.842023-0.11-0.15 () 20236305 () 1 2 3 4 (1) (2) VaRBetaDV01 (3) 170.82%154.73% (4) (5) (6) (7) IT 2,7522,377375 2023 4 1202220235242022202220222022202220222023202220222023<><><><>AA 22023A2023524A 32023H2023524A 420232023713 12023442023452023-017 22023612202361220236132023-027) 320236142023614202361420236152023-030) 420236212023621202362120236222023-033) 520236202023620202362120236222023-031)2023713202320237132023713202371320237132023-0322023-036 2023-037 2023-038) 6202382820238282023-042 1010()10 () 12022 2202220236308,470,578.67 3202220215202022 2023522中 原 證 券[2023]1130 () 1 2023 (1) 1 A 2022429202262420212022A2022HA1,392,865,4101,392,865,410A7070 202284221835AB 20228182218352022916 20232172023228A 202333A202334中 原 證 券[2023]85 2023328中 原 證 券[2023]1602023520 202376中 原 證 券[2023]458 2023722 202382中 原 證 券[2023]542 2022430202262520228920229162023312023372023329202352020237720237222023832022-0192022-0202022-029 2022-036 2022-038 2023-003 2023-004 2023-009 2023-0102023-0232023-035 2023-0402023-041 () 1 () 124,743A124,705 H38 2023630XV(i)XV78(ii)352(iii) 20236301818 2023630XV23336 1822,983,847A46,733,000H153,840,000H1,023,556,84722.05% 2023630336 () 1. 2. 20235262101AAAAAA202352621C122C1AAAAA+ 1210121C1220122S122C123012302 2 (1)210120233622012023224 (2)20C12023423 3 () 中 原 證 券 中 原 證 券中 原 證 券2023630202316中 原 證 券 2101— 中 原 證 券 • - 5556 -- - 20231 12023630 中 原 證 券20021025中 原 證 券[2002]3262002118103,379 2008115103,379203,351.57 200861019,670.429.673%71,525.3635.173%91,195.7844.846% 2011922中 原 證 券5%60,80029.899% 2014625中 州 證 券01375中 原 證 券[2013]107040,994,7788,842,3453,738,2312,432,0741,348,575884,166678,113449,525442,193959,810,000201410282,631,615,700 201583H592,119,0001H4.2820158143,223,734,700 20161118700,000,0001[2009]94中 原 證 券A[2015]26700,000,00047,979,17510,348,8404,375,1242,846,4331,578,3361,034,804793,645526,112517,531970,000,000 201713A 2018212HH54,664,00020187113,869,070,700 2020730A773,814,0001A4.712020944,642,884,700 91410000744078476K 2023630464,288.47464,288.471010 20236303079 20231 12023630 2023830 14 1 —15—2014 12 111231 1. (1)(2)(3)(4) 2. 2. 3. 3. 4. 1. 2. 2. (1) 2. (2) 1 2 A.B.C.D. 20231 12023630 2. (2) 2 (3) (4) 1. 2. 1. (1) (2)(3) 1. 1. a. b. 2. 3. a.b.c. 3. a.24— b.22— 4. 4. 112