多浦乐：首次公开发行股票并在创业板上市招股说明书

融合存在不确定性、尚处于成长期、经营风险高、业绩不稳定、退市风险高等特点，投资者面临较大的市场风险。投资者应充分了解创业板的投资风险及本公司所披露的风险因素，审慎作出投资决定。 广州多浦乐电子科技股份有限公司 GuangzhouDopplerElectronicTechnologiesCo.,Ltd.（广州经济技术开发区开创大道1501号2栋一楼） 本公司的发行申请尚需经深圳证券交易所和中国证监会履行相应程序。本招股说明书不具有据以发行股票的法律效力，仅供预先披露之用。投资者应当以正式公告的招股说明书作为投资决定的依据。 保荐机构（主承销商） （深圳市福田区福田街道金田路2026号能源大厦南塔楼10-19层） 声明及承诺 中国证监会、交易所对本次发行所作的任何决定或意见，均不表明其对注册申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其对发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断或保证。任何与之相反的声明均属虚假不实陈述。 根据《证券法》的规定，股票依法发行后，发行人经营与收益的变化，由发行人自行负责；投资者自主判断发行人的投资价值，自主作出投资决策，自行承担股票依法发行后因发行人经营与收益变化或者股票价格变动引致的投资风险。 本次发行概况 目录 第一节释义······················································································7 一、一般词语··············································································7二、专业词语··············································································9 第二节概览····················································································11 一、重大事项提示·····································································11二、发行人及本次发行的中介机构基本情况·····································13三、本次发行概况·······································································14四、发行人的主营业务经营情况····················································15五、发行人创业板定位情况···························································18六、发行人报告期的主要财务数据和财务指标··································21七、财务报告审计截止日后主要财务信息及经营状况·························22八、发行人选择的具体上市标准····················································23九、发行人公司治理特殊安排等重要事项········································23十、发行人募集资金用途与未来发展规划········································23十一、其他对发行人有重大影响的事项··········································24 第三节风险因素··············································································25 一、与发行人相关的风险······························································25二、与行业相关风险····································································30三、其他风险·············································································31 第四节发行人基本情况·····································································34 一、发行人基本信息····································································34二、发行人设立情况····································································34三、发行人报告期内股本变化和重要事件、在其他证券市场的上市/挂牌情况····························································································36四、发行人的股权结构·································································39 五、发行人控股及参股公司、分公司情况········································39六、发行人主要股东及实际控制人的基本情况··································41七、发行人股本情况····································································43八、董事、监事、高级管理人员及核心技术人员概况·························53九、董事、监事、高级管理人员、核心技术人员及其近亲属持有发行人股份的情况······················································································58十、发行人与董事、监事、高级管理人员及核心技术人员签订的协议及履行情况，上述人员所持股份被质押、冻结、诉讼纠纷等情形···················59十一、董事、监事、高级管理人员及核心技术人员最近二年变动情况····59十二、发行人董事、监事、高级管理人员及核心技术人员与发行人及其业务相关的对外投资情况····································································60十三、董事、监事、高级管理人员及核心技术人员薪酬情况················60十四、发行人本次公开发行申报前已经制定或实施的股权激励及相关安排·······························································································62十五、发行人员工情况·································································62 第五节业务和技术···········································································64 一、发行人主营业务、主要产品及变化情况·····································64二、发行人所处行业的基本情况····················································82三、公司市场地位及竞争状况······················································114四、公司销售和主要客户情况······················································128五、主要原材料和能源及其供应情况·············································131六、主要固定资产及无形资产······················································136七、特许经营权情况··································································144八、发行人的技术情况·······························································145九、发行人境外经营情况····························································163 第六节财务会计信息与管理层分析····················································164 一、财务报表···········································································164二、审计意见···········································································168三、财务报表编制基础、合并财务报表范围及变化情况·····················168四、重要性水平及关键审计事项···················································169五、主要会计政策和会计估计······················································171 六、对未来盈利（经营）能力或财务状况可能产生的具体影响或风险··196七、非经常性损益·····································································200八、主要税种、税率及税收优惠情况·············································201九、分部信息···········································································203十、主要财务指标·····································································203十一、经营成果分析··································································205十二、资产质量分析··································································229十三、偿债能力、流动性及持续经营能力分析·································242十四、资本性支出分析·······························