Firsthand Technology Value Fund Inc 2026年季度报告

FORM 10-Q ☑QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF1934 For the quarterly period of June 30, 2026 ☐TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIESEXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Registrant as Specified in Charter) Telephone Number, Including Area Code: (408) 886-7096 Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registeredCommonSVVCOTCQB Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the SecuritiesExchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file suchreports), and (2) has been subject to such filing requirements for the past 90 days.☑Yes☐No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submittedpursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period thatthe registrant was required to submit such files).☒Yes☐No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smallerreporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smallerreporting company,” and "emerging growth company" in Rule 12b-2 of the Exchange Act. (Check one): ☐Accelerated Filer☐Smaller Reporting Company☑Emerging growth company ☑Non-accelerated Filer If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period forcomplying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).☐Yes☑No☐ Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date. Table of Contents If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period forcomplying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐ Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of theeffectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) bythe registered public accounting firm that prepared or issued its audit report.☐ If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of theregistrant included in the filing reflect the correction of an error to previously issued financial statements.☐ Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-basedcompensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b).☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).☐Yes☒No The aggregate market value of the Common Stock held by non-affiliates of the registrant as of June 30, 2026was approximately$84 thousand(computed using the closing price of $0.02per share of Common Stock on June 30, 2026, as reported by OTCMarkets Group. As of June 30,2026, Firsthand Technology Value Fund had 6,892,518shares of common stock, par value $0.001 per share,outstanding. TABLE OF CONTENTSPART I. FINANCIAL INFORMATION Item 1. Financial Statements2Consolidated Statements of Assets and Liabilities as of June 30, 2026(Unaudited) and December 31, 20242Consolidated Statements of Operations (Unaudited) for the Three and SixMonths Ended June 30, 2026, andJune30, 20253Consolidated Statements of Cash Flows (Unaudited) for the Three and SixMonths EndedJune 30, 2026, andJune30, 20254Consolidated Statements of Changes in Net Assets (Unaudited) for the Three and Six Months EndedJune 30,2026, and June30, 20255Selected Per Share Data and Ratios for the SixMonths Ended June 30, 2026(Unaudited) (Consolidated), forthe Year Ended December 31, 2025(Consolidated), for the Year Ended December 31,2024(Consolidated), for the Year Ended December 31, 2023(Consolidated), for the Year EndedDecember 31, 2022(Consolidated), and for the Year Ended December 31, 2021(Consolidated)6Consolidated Schedule of Investments as of June 30, 2026(Unaudited) and for the Year Ended December 31,20257Notes to Consolidated Financial Statements (Unaudited)13Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations30Item 3. Quantitative and Qualitative