Brookfield Oaktree Holdings LLC Series A Pfd 2026年季度报告

☒QUARTERLY REPORT PURSUANT TO SECTION13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF1934.For the quarterly period ended June30, 2026 or Commission File Number001-35500________________ Brookfield Oaktree Holdings, LLC (Exact name of registrant as specified in its charter)_______________________________ 26-0174894(I.R.S. EmployerIdentification Number) (State or other jurisdiction ofincorporation or organization) 333 South Grand Avenue, 28th FloorLos Angeles, CA 90071Telephone: (213)830-6300(Address, zip code, and telephone number, includingarea code, of registrant’s principal executive offices)_______________________________ Securities registered pursuant to Section 12(b) of the Act: Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 or 15(d)of the Securities Exchange Act of 1934 duringthe preceding 12months (or for such shorter period that the registrant was required to file such reports), and (2)has been subject to such filing requirements forthe past 90days.Yes☒No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule405 ofRegulationS-T during the preceding 12months (or for such shorter period that the registrant was required to submit such files).Yes☒No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or anemerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” inRule12b-2 of the Exchange Act: Large accelerated filerAcceleratedfiler☐Non-accelerated filerSmallerreportingcompany☐Emerging growthcompany☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new orrevised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Exchange Act).Yes☐No☒ As of August11, 2026, there were 118,832,320 ClassA units and 41,558,979 Class B units of the registrant outstanding. TABLE OF CONTENTS Item 1.Financial Statements (Unaudited)1Condensed Consolidated Statements of Financial Condition as of June 30, 2026and December 31, 20251Condensed Consolidated Statements of Operations for the Three and Six Months Ended June 30, 2026 and20252Condensed Consolidated Statements of Cash Flows for the Six Months Ended June 30, 2026 and 20253Condensed Consolidated Statements of Changes in Unitholders’ Capital for the Three and Six MonthsEnded June 30, 2026 and 20254Notes to Condensed Consolidated Financial Statements6Item2.Management’s Discussion and Analysis of Financial Condition and Results of Operations38Item 3.Quantitative and Qualitative Disclosures about Market Risk51Item 4.Controls and Procedures52 PART II – OTHER INFORMATIONItem 1.Legal ProceedingsItem1A.Risk FactorsItem 2.Unregistered Sales of Equity Securities and Use of ProceedsItem 3.Defaults Upon Senior SecuritiesItem 4.Mine Safety DisclosuresItem 5.Other InformationItem 6.ExhibitsSignature 53535353535354 FORWARD-LOOKING STATEMENTS This quarterly report contains forward-looking statements within the meaning of Section 27A of the U.S. Securities Act of1933, as amended (the “Securities Act”), and Section 21E of the U.S. Securities Exchange Act of 1934, as amended (the“Exchange Act”), which reflect our current views with respect to, among other things, our future results of operations and financialperformance. In some cases, you can identify forward-looking statements by words such as “anticipate,” “approximately,”“believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “outlook,” “plan,” “potential,” “predict,” “seek,” “should,” “will” and“would” or the negative version of these words or other comparable or similar words. These statements identify prospectiveinformation. Important factors could cause actual results to differ, possibly materially, from those indicated in these statements.Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking intoaccount all information currently available to us. Such forward-looking statements are subject to risks and uncertainties andassumptions relating to our operations, financial results, financial condition, business prospects, growth strategy and liquidity. In addition to factors previously disclosed in Brookfield Oaktree Holdings, LLC’s (“BOH”) reports filed with securitiesregulators in the United States and those identified elsewhere in this quarterly report, the following factors, among others, couldcause actual results to differ materially from forward-looking statements and information or historical performance: the ability ofBOH to retain and hire key service providers; the con