Brookfield Oaktree Holdings LLC Series A Pfd 2024年度报告

FORM10-K ☒ANNUAL REPORT PURSUANT TO SECTION13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF1934.For the fiscal year endedDecember 31, 2024or☐TRANSITION REPORT PURSUANT TO SECTION13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF1934.For the transition period fromto.Commission File Number001-35500 Brookfield Oaktree Holdings, LLC (Exact name of registrant as specified in its charter) 333 South Grand Avenue,28th FloorLos Angeles,CA90071Telephone: (213)830-6300(Address, zip code, and telephone number, includingarea code, of registrant’s principal executive offices) Securities registered pursuant to Section 12(b) of the Act: Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.Yes☐No☒Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 and 15(d)of the Securities Exchange Act of 1934 during the preceding 12months (or for such shorter periods that the registrant was required to file such reports), and (2)has been subject to such filing requirements for the past Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted and posted pursuant to Rule405 of☒☐ RegulationS-T during the preceding 12months (or for such shorter period that the registrant was required to submit such files).YesNo Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitionsof “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule12b-2 of the Exchange Act: If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revisedfinancial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐ financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report.☐If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements.☐ Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any ofthe registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b).☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Exchange Act).Yes☐No☒As of March20, 2025, there were116,373,234ClassA units and43,837,045Class B units of the registrant outstanding.DOCUMENTS INCORPORATED BY REFERENCE TABLE OF CONTENTS PART I.Item 1.Business8Item 1A.Risk Factors19Item 1B.Unresolved Staff Comments43Item 1C.Cybersecurity43Item 2.Properties44Item 3.Legal Proceedings44Item 4.Mine Safety Disclosures44PART II.Item 5.Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of EquitySecurities45Item 6.Reserved45Item 7.Management’s Discussion and Analysis of Financial Condition and Results of Operations46Item 7A.Quantitative and Qualitative Disclosures about Market Risk58Item 8.Financial Statements and Supplementary Data60Item 9.Changes in and Disagreements with Accountants on Accounting and Financial Disclosure113Item 9A.Controls and Procedures113Item 9B.Other Information113Item 9C.Disclosure Regarding Foreign Jurisdictions that Prevent Inspections114PART III.Item10.Directors, Executive Officers and Corporate Governance114Item 11.Executive Compensation120Item 12.Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters128Item 13.Certain Relationships and Related Transactions, and Director Independence130Item 14.Principal Accounting Fees and Services134PART IV.Item 15.Exhibits, Financial Statement Schedules135Item 16.Form 10-K Summary136Signatures FORWARD-LOOKING STATEMENTS This annual report contains forward-looking statements within the meaning of Section27A of the U.S. Securities Act of1933, as amended (the“Securities Act”), and Section21E of the U.S. Securities Exchange Act of 1934, as amended (the“Exchange Act”), which reflect our current views with respect to, among other things, our future results of operations and financialperformance. In some cases, you can identify forward-looking statements by words such as“anticipate,”“approximately,”“believe,”“continue,”“could,”“estimate,”“expect,”“intend,”“may,”“outlook,”“plan,”“potential,”“predict,”“seek,”“should,”“will”and“would”or the negative version of these words or other comparable or similar words. These statements identifyprospective information. Important factors could cause actual results to differ