Stellus Capital Investment Corp 2026年季度报告

STELLUS CAPITAL INVESTMENT CORPORATION(Exact Name of Registrant as Specified in Its Charter) Maryland 4400 Post Oak Parkway, Suite 2200Houston, Texas 77027(Address of Principal Executive Offices) (Zip Code)(713) 292-5400(Registrant’s Telephone Number, Including Area Code) Securities registered pursuant to Section12(b) of the Act: Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 or 15(d) of the SecuritiesExchange Act of 1934 during the preceding 12months (or for such shorter period that the registrant was required to file such reports),and (2)has been subject to such filing requirements for the past 90days.Yes☒No☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submittedpursuant to Rule405 of RegulationS-T (§232.405 of this chapter) during the preceding 12months (or for such shorter period that theregistrant was required to submit such files).Yes☒No☐ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smallerreporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer”, “smallerreporting company” and “emerging growth company” in Rule12b-2 of the Exchange Act.: If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period forcomplying with any new or revised financial accounting standards provided pursuant to Section13(a) of the Exchange Act☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Exchange Act). Yes☐No☒The number of shares of the issuer’s Common Stock, par value $0.001 per share, outstanding as of May 11, 2026 was 28,947,254. STELLUS CAPITAL INVESTMENT CORPORATION TABLE OF CONTENTS PARTI. FINANCIAL INFORMATIONItem 1.Financial StatementsConsolidated Statements of Assets and Liabilities as of March 31, 2026 (unaudited) andDecember 31, 20251Consolidated Statements of Operations for the three month periods ended March 31, 2026 and2025 (unaudited)2Consolidated Statements of Changes in Net Assets for the three month periods ended March 31,2026 and 2025 (unaudited)3Consolidated Statements of Cash Flows for the three month periods ended March 31, 2026 and2025 (unaudited)4Consolidated Schedules of Investments as of March 31, 2026 (unaudited) and December 31, 20255Notes to Consolidated Financial Statements39Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations72Item 3.Quantitative and Qualitative Disclosures About Market Risk90Item 4.Controls and Procedures91PART II. OTHER INFORMATIONItem 1.Legal Proceedings92Item 1A.Risk Factors92Item 2.Unregistered Sales of Equity Securities and Use of Proceeds92Item 3.Defaults Upon Senior Securities92Item 4.Mine Safety Disclosures92Item 5.Other Information92Item 6.Exhibits93SIGNATURES94 PARTI — FINANCIAL INFORMATIONSTELLUS CAPITAL INVESTMENT CORPORATIONCONSOLIDATED STATEMENTS OF ASSETS AND LIABILITIES STELLUS CAPITAL INVESTMENT CORPORATIONCONSOLIDATED STATEMENTS OF OPERATIONS (unaudited) STELLUS CAPITAL INVESTMENT CORPORATIONCONSOLIDATED STATEMENTS OF CHANGES IN NET ASSETS (unaudited) The accompanying notes are an integral part of these consolidated financial statements. STELLUS CAPITAL INVESTMENT CORPORATIONCONSOLIDATED STATEMENTS OF CASH FLOWS (unaudited) Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) The accompanying notes are an integral part of these consolidated financial statements. Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) The accompanying notes are an integral part of these consolidated financial statements. Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) The accompanying notes are an integral part of these consolidated financial statements. Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) The accompanying notes are an integral part of these consolidated financial statements. Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) The accompanying notes are an integral part of these consolidated financial statements. Stellus Capital Investment Corporation Consolidated Schedule of InvestmentsMarch 31, 2026(unaudited) Stellus Capital Investment Corporation Consolidated