AquaBounty Technologies Inc 2026年季度报告

Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from _____________________ to _____________________Commission File Number: 001-36426 AquaBounty Technologies, Inc.(Exact name of registrant as specified in its charter) 04-3156167(I.R.S. EmployerIdentification No.) Delaware(State or other jurisdiction of incorporation or organization) 233 Ayer Road, Suite 4Harvard, Massachusetts 01451(978) 648-6000 (Address and telephone number of the registrant’s principal executive offices) Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registeredCommon Stock, par value $0.001 per shareAQBThe NASDAQ Stock Market LLC Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 or 15(d) of the SecuritiesExchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports),and (2)has been subject to such filing requirements for the past 90 days.YesNo Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submittedpursuant to Rule405 (§232.405 of this chapter) of Regulation S-T during the preceding 12 months (or for such shorter period that theregistrant was required to submit such files).YesNo Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smallerreporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smallerreporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. Smaller reporting companyEmerging growth company Large accelerated filerAccelerated filerNon-accelerated filer If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period forcomplying with any new or revised financial accounting standards provided pursuant to Section13(a) of the Exchange Act.Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Exchange Act).YesNo At May 5, 2026, the registrant had 5,147,204 shares of common stock, par value $0.001 per share (“Common Shares”) outstanding. AquaBounty Technologies, Inc.FORM 10-QFor the Quarterly Period Ended March 31, 2026 TABLE OF CONTENTS PART IFINANCIAL INFORMATIONPageItem 1.Financial Statements2Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations13Item 3.Quantitative and Qualitative Disclosures About Market Risk16Item 4.Controls and Procedures17PART IIOTHER INFORMATIONItem 1.Legal Proceedings17Item 1A.Risk Factors18Item 2.Unregistered Sales of Equity Securities and Use of Proceeds19Item 3.Defaults Upon Senior Securities19Item 4.Mine Safety Disclosures19Item 5.Other Information19Item 6.Exhibits20Signatures21 Cautionary Note Regarding Forward-Looking Statements This Quarterly Report on Form10-Q of AquaBounty Technologies, Inc. (“AquaBounty,” the “Company,” “we,” “us” or “our”)contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, as amended, thatinvolve significant risks and uncertainties about AquaBounty. All statements other than statements of historical fact are forward-looking statements, and AquaBounty may use words such as “expect,” “anticipate,” “project,” “intend,” “plan,” “aim,” “believe,”“seek,” “estimate,” “can,” “focus,” “will,” and “may,” similar expressions and the negative forms of such expressions to identify suchforward-looking statements. We have based these forward-looking statements on our current expectations, assumptions, estimates,and projections. While we believe these expectations, assumptions, estimates, and projections are reasonable, such forward-lookingstatements are only predictions and involve known and unknown risks, uncertainties, and other factors, many of which are outside ofour control, which could cause our actual results, performance, or achievements to differ materially from any results, performance, orachievements expressed or implied by such forward-looking statements. These risks and uncertainties include, but are not limited to:our history of net losses and the likelihood of future net losses; our ability to continue as a going concern; our ability to raiseadditional funds, including from the sale of non-current assets, in sufficient amounts on a timely basis, on acceptable terms, or at all;our ability to obtain and maintain approvals and permits for our Ohio Farm (as defined below) without delays; risks related topotential strategic acquisitions, dispositions, mergers, joint ventures and other strategic transac