HOOKIPA Pharma Inc 2025年度报告

Federal and state securities laws require issuers to providecurrent informationto the public markets. With a view tofacilitating compliance with these laws, OTC Markets Group has created these OTCID Disclosure Guidelines(“Guidelines”)1that set forth the disclosure obligations that make up the “Alternative Reporting Standard” for companieson the OTCID™Basic Market and Pink Limited Market. Companies that do not make disclosure directly to the SEC (viaEDGAR), a banking regulator, or a non-U.S. regulatory authority may provide disclosure under our “Alternative ReportingStandard.” We use information provided by companies under these Guidelines and in accordance with the OTCID Rulesto determine eligibility for the OTCID Market or Pink Limited Market as applicable.2 Current InformationTo be eligible for the OTCID Market, Alternative Reporting companies make the information listed below publicly available through OTCIQ.com: 1.Initial Disclosure Obligations Companies must upload the following documents through OTCIQ.com: Annual Reportfor the most recently completed fiscal year.All Quarterly Reportsfor the current fiscal year. Annual or Quarterly Reports are composed of:oDisclosure Statements:Disclosure information pursuant to these Guidelines for the applicable period. Available as a fillable form beginning on page 4 of these Guidelines.oFinancial Statements:Qualifying Financial Statements in accordance with the Financial StatementRequirements specified in Item 9 of these Guidelines. oAudit Letter, if auditedoBalance SheetoStatement of IncomeoStatement of Cash FlowsoStatement of Retained Earnings (Statement of Changes in Stockholders’ Equity)oNotes to Financial Statements 2.Ongoing Requirements On an ongoing basis, companies must publish reports through OTCIQ.com on the following schedule:Quarterly Reports are due within45 daysof the quarter end Annual Reports are due within90 daysof the fiscal year endManagement Certifications are due within45 daysof the Annual Report due date Other OTCID Eligibility Requirements: 1These Guidelines have been designed to encompass the “current information” requirements under state and federal securities laws, such as Rules 10b-5 and 15c2-11 of theSecurities Exchange Act of 1934 (“Exchange Act”) as well as Rule 144 of the Securities Act of 1933 (“Securities Act”), and state Blue Sky laws. However, these Guidelineshave not been reviewed by the U.S. Securities and Exchange Commission or any state securities regulator. These Guidelines do not constitute legal advice, and OTCMarkets Group makes no assurance that compliance with our disclosure requirements will satisfy any legal requirements. These Guidelines may be amended from time totime, in the sole and absolute discretion of OTC Markets Group, with or without notice. To remain on the OTCID Market, companies must continue to meet all other eligibility requirements of theOTCID Rulesinaddition to the disclosure requirements listed above. Pink Limited Market Companies that do not meet the requirements of the OTCID Market set forth above may still qualify for the Pink LimitedMarket by meeting the following minimum disclosure requirements. 1.Initial Requirements: Annual Financial Statements:Publish a report that includes Qualifying Annual Financial Statements, as outlinedin Item 9, which cover the past 2 completed fiscal years, provided the most recently completed fiscal year is withinthe past 16 months. Company Verified Profile:The Company must verify the Company Profile through OTCIQ.com, including, butnot limited to, a complete list of officers, directors, and service providers; outstanding shares; a businessdescription; contact information; and the name of all company insiders. “Company Insiders” shall include thebeneficial owner of 10% or more of the outstanding units or shares of any class of any equity security of theissuer. 2.Ongoing Requirements:To remain qualified for the Pink Limited Market, companies must: Publish Qualifying Annual Financial Statements, as outlined in Item 9, within 120 days of the fiscal year end.Should a change in fiscal year end occur, no more than 16 months may elapse from the fiscal year end of theprior Annual Financial Statement. Review and verify the information on the Company Profile through OTCIQ.com at least once every 12 months. Current Reporting of Material Corporate Events In addition to the disclosure requirements above, all companies on the OTCID or Pink Limited market are expected topromptly release to the public any news or information regarding corporate events that may be material to the issuer andits securities (including adverse information). Persons with knowledge of such events are considered to be in possessionof material nonpublic information and may not buy or sell the issuer’s securities until or unless such information is madepublic. If not included in the issuer’s previous public disclosure documents, or if the material events occurs after thepublica