HOOKIPA Pharma Inc 2024年度报告

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.Yes☐No☒ Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities ExchangeAct of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has beensubject to such filing requirements for the past 90 days.Yes☒No☐ Indicate by check mark whether the Registrant has submitted electronically; every Interactive Data File required to be submitted pursuant toRule 405 of Regulation S-T (§232.0405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was requiredto submit such files).Yes☒No☐ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reportingcompany, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and“emerging growth company” in Rule 12b-2 of the Exchange Act. Smaller reporting company☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complyingwith any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐ Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of itsinternal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accountingfirm that prepared or issued its audit report.☐ If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrantincluded in the filing reflect the correction of an error to previously issued financial statements.☐ Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-basedcompensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b).☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).Yes☐No☒ Based on the closing price as reported on the Nasdaq Global Select Market, the aggregate market value of the Registrant's Common Stock heldby non-affiliates on June30,2024 (the last business day of the Registrant's most recently completed second fiscal quarter) was approximately$57.0million. Shares of Common Stock held by each executive officer and director and by each shareholder affiliated with a director or anexecutive officer have been excluded from this calculation because such persons may be deemed to be affiliates. This determination of affiliatestatus is not necessarily a conclusive determination for other purposes. The number of outstanding shares of the Registrant's Common Stock as ofFebruary24,2025 was9,659,522shares and2,399,517shares of ClassA common stock outstanding, each $0.0001 par value per share. Documents Incorporated by Reference If the Registrant’s Definitive Proxy Statement relating to the 2025 Annual General Meeting of Shareholders (the “Proxy Statement”) is filed withthe Commission within 120 days after the end of the fiscal year covered by this Annual Report on Form 10-K, then portions of the Proxy Statementwill be incorporated by reference into Part III of this Annual Report on Form 10-K. If the Proxy Statement is not filed within such 120-day period,then the Registrant will file an amendment to this Annual Report within such 120-day period that will contain the information required to beincluded or incorporated by reference into Part III of this Annual Report. Auditor Firm Id:1259Auditor Name:PwC Wirtschaftsprüfung GmbHAuditor Location:Vienna, Austria Table of Contents PART IItem1.BusinessItem1A.Risk Factors 656Item1B.Unresolved Staff Comments113Item1C.Cybersecurity113Item 2.Properties114PART IIItem3.Legal Proceedings115Item4.Mine Safety Disclosures115Item5.Market for Registrant's Common Equity, Related Stockholder Matters and IssuerPurchases of Equity Securities115Item6.[Reserved]116Item7.Management’s Discussion and Analysis of Financial Condition and Results ofOperations116Item7A.Quantitative and Qualitative Disclosures About Market Risk136Item8.Financial Statements and Supplementary Data137Item9.Changes in and Disagreements with Accountants on Accounting and FinancialDisclosure137Item9A.Controls and Procedures137Item9B.Other Information138Item9C.Disclosure regarding Foreign Jurisdictions that Prevent Inspections139PARTIIIItem10.Directors, Executive Officers, and Corporate Governance140Item11.Executive Compensation140Item12.Security Ownership of Certain Beneficial Owners and Management and RelatedStockholder Matters140Item13.Certai