香港上市途径您的上市必备指南

2024年8月 香港主板-基本上市要求 A.矿业公司的特别上市要求（第18章）香港主板 香港主板B.生物科技公司的特别上市要求（第18A章） C.特专科技公司的特别上市要求（第18C章）香港主板 (b)于上市时获得来自所有资深独立投资者的合计投资金额（占已发行股本）可达到以下百分比门槛: 香港主板D.特殊目的收购公司(SPAC)的特别上市要求（第18B章） 香港主板E.不同投票权架构的公司的特别上市要求（第8A章） 香港GEM-基本上市要求 香港GEMA.矿业公司的特别上市要求(第18A章) 1.认可报告准则–就矿产资源量及储量而言：《JORC规则》、《NI 43-101》及《SAMREC规则》；就石油资源量及储量而言：《PRMS》2.合资格人士必须– i.在考虑中的矿化及矿床类型或者石油勘探类别、储量估算（视何者适用而定）以及矿业公司正在进行的活动方面有至少五年相关经验；ii.具有专业资格，并属相关「公认专业组织」一名声誉良好的成员；而其所属司法管辖区是联交所认为其法定证券监管机构已与证监会订有令人满意的安排（形式可以是国际证监会组织的《多边谅解备忘录》或联交所接受的其他双边协议），可提供相互协助及交换信息，以执行及确保符合该司法管辖区及香港的法例及规定者；iii.对合资格人士报告承担全部责任；及iv.独立于矿业发行人、其董事、高级管理人员及顾问 GEM转往主板上市 作者 立信德豪的支援和协助 林鸿恩审计服务董事兼业务发展及市场总监电话：+852 2218 3115andrewlam@bdo.com.hk 潘卫娴专业技术及培训主管 This publication has been carefully prepared, but it has been written in generalterms and should be seen as containing broad statements only. Thispublication does not encompass all listing requirements, readers shouldtherefore refer to the relevant chapters in the listing rules for comprehensivelisting requirements. This publication should not be used or relied upon tocover specific situations and you should not act, or refrain from acting, uponthe information contained in this publication without obtaining specificprofessional advice. Please contact BDO Limited to discuss these matters inthe context of your particular circumstances. BDO Limited, its partners,employees and agents do not accept or assume any responsibility or duty ofcare in respect of any use of or reliance on this publication, and will deny anyliability for any loss arising from any action taken or not taken or decisionmade by anyone in reliance on this publication or any part of it. Any use ofthis publication or reliance on it for any purpose or in any context is thereforeat your own risk, without any right of recourse against BDO Limited or any ofits partners, employees or agents. 立信德豪香港干诺道中111号永安中心25楼电话：+852 2218 8288传真：+852 2815 2239info@bdo.com.hk BDO Limited, a Hong Kong limited company, is a member of BDOInternational Limited, a UK company limited by guarantee, and forms part ofthe international BDO network of independent member firms. BDO is the brand name for the BDO network and for each of the BDOMember Firms. Copyright © 2024 BDO Limited. All rights reserved. Published in Hong Kong. www.bdo.com.hk