Annaly Capital Management Inc 2024年度报告

FORM 10-K ☐ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACTOF 1934 FOR THE FISCAL YEAR ENDED: December 31, 2024OR☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 FOR THE TRANSITION PERIOD FROM _______________ TO _________________COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEMENT INC (Exact Name of Registrant as Specified in its Charter) Maryland22-3479661(State or other jurisdiction of incorporation ororganization)(IRS Employer Identification No.) 1211 Avenue of the AmericasNew York,New York10036(Address of principal executive offices)(Zip Code)(212) 696-0100(Registrant’s telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading Symbol(s)Name of Each Exchange on WhichRegistered Common Stock, par value $0.01 per shareNLYNew York Stock Exchange Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark whether the registrant is a well-known seasoned issuer, as defined in Rule 405 ofthe Securities Act.Yes☐No☐ Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section15(d) of the Act.Yes☐No☐ Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter periodthat the registrant was required to file such reports), and (2) has been subject to such filing requirementsfor the past 90 days. Yes☐No☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data Filerequired to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during thepreceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes☐No☐ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of“large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company”in Rule 12b-2 of the Exchange Act. If an emerging growth company, indicate by check mark if the registrant has elected not to use theextended transition period for complying with any new or revised financial accounting standards providedpursuant to Section 13(a) of the Exchange Act.☐ Indicate by check mark whether the registrant has filed a report on and attestation to its management’sassessment of the effectiveness of its internal control over financial reporting under Section 404(b) of theSarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issuedits audit report.☐ If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether thefinancial statements of the registrant included in the filing reflect the correction of an error to previouslyissued financial statements.☐ Indicate by check mark whether any of those error corrections are restatements that required a recoveryanalysis of incentive-based compensation received by any of the registrant’s executive o☐cers during therelevant recovery period pursuant to §240.10D-1(b).☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).Yes☐No☐ At June 30, 2024, the aggregate market value of the voting common stock held by non-affiliates of theregistrant was approximately $9.5 billion, based on the closing sales price of the registrant’s commonstock on such date as reported on the New York Stock Exchange. The number of shares of the registrant’s common stock outstanding on January 31, 2025 was578,357,904. DOCUMENTS INCORPORATED BY REFERENCE The registrant intends to file a definitive proxy statement pursuant to Regulation 14A within 120days of the end of the fiscal year ended December 31, 2024. Portions of such proxy statement areincorporated by reference into Part III of this Form 10-K. ANNALY CAPITAL MANAGEMENT, INC.2024 FORM 10-K ANNUAL REPORTTABLE OF CONTENTS Special Note Regarding Forward-Looking Statements This presentation, other written or oral communications, and our public documents to which we refercontain or incorporate by reference certain forward-looking statements which are based on variousassumptions (some of which are beyond our control) and may be identified by reference to a future periodor periods or by the use of forward-looking terminology, such as “may,” “will,” “believe,” “expect,”“anticipate,” “continue,” or similar terms or variations on those terms or the negative of those terms. Suchstatements include those relating to the Company’s future performance, macro outlook, the interest rateand credit environments, tax reform and future opportunities. Actual results could differ materially fromthose set forth in forward-looking statemen