中国银河2023中期报告

256812525562636465676971 China Galaxy Securities Co., Ltd. 11120 H06881 A601881 8171810181718101www.chinastock.com.cnzgyh@chinastock.com.cn AH 2018-2022202220234272023-2025 1. 2. A3000.1%3.7%-5.6%-0.8%A9,4261.1%20223.4%15,884.9820223.1%IPO5,688.520223.1% 3. 14111.62.92,2458519.0%4.7% 20237646 6,904.9110.44%1,085.056.46%429.287.83%859.701.95%52.5799.84%147.378.30%193.854.48%2,234.4229.97%1,226.5812.20%383.090.22%1.95215.42%1.9949.52% 359.275.20% 20132017HA 3747931 1,5003.815.32%48084.19%6 20236,904.911,175.68230.070.61%49.3914.15%5.10%0.90 1. (1) ++1,500 (2) 2,00761863,70231.031,036 (3) +X798268%178278% 2. (1)2IPO21111218(2)1,762.5825.25%10882.777604.467 3. 2.9720224.32%PB2,7335,16612,876 2,812.6210.23%3,90916.72% 4. 4GDR3916 5. FICC FICC10ABS+CRMWWindX-bond IT1.5 6. (1) 2023330.82023202350ETF100ETF12 (2) ESGABSFOF 1,108.45450.65632.2925.512601031525 (3) 23IPO (4) 717250.0429.6737.31/125.12 2023 2023 IPOREITs GDRIPO 20236301,175.682022149.6914.59%20232.1019.0499.62 20236305,680.5920224,955.77724.8214.63%7.70%69.08%15.13%3.41% 202363079.30%202279.29%0.01/4.832022 64.95202250.9214.03 117.702022486.75369.05 -73.772022-435.89362.12 21.0220220.0620.96 230.070.61%65.685.38%1.7112.97%4.6117.71%18.9728.45%55.6941.85%85.1116.77%178.431.69% 49.3914.15%0.4515.38%5.10%0.90 6,904.91202210.44%1,085.0515.71%429.286.22%859.7012.45%2,234.4232.36%1,226.5817.76%383.095.55% 5,728.994,504.683,642.2680.86%862.4219.14%165.243.67%141.253.14%519.1711.53%1,921.0342.65%1,013.7022.50%414.879.21%79.30% 37479 (1) 8 (2) 25322 1.A 20223AA781007,800A2022510113057202232420283230.2%0.4%0.6%1.0%1.8%2.0%620229 3020283 23106% 10.24/20223 22AAA2022322A10.1020210.319.93/20220.239.93/9.70/ 77.352022 2.A AA93,901A A 3. 4. A2,083,703,000209,837,449209,858,368(%)2.075,716,088,000AA(%)73.28575,638,267 5. 6,904.9179.30%20235272023AAAAAA 1. 1202011242020504.80%565220213292021504.57%565320214212021504.30%565420235182023503.63%56552023692023503.58%565(1)20Y121Y121Y2(2)20G221G221G421G521G622G1(3)21F221F321F421F521F621F721F821F92110211122C122C222C322C422C523C123C323C4(4)22F122F222F323F123F223F323F422G322G422G523G123G223G323G4(5)23Y123Y2 2023 1.20168201781020 2.20176 22201630 3.20218 30357075%55100%70202363055 1.45100%718.1066.79202378.513.10 2.15100%14.4411.732023-0.18-0.16 3.70100%358.5566.44202310.611.181.18 4.10100%16.2513.7420232.180.23 5.5040100%47.2044.4120232.421.53 55308.84 4,589 13,4119,975 3328,000 1. (1) VaRVaRVaR195%1.91 VaR DV01DV01 (2) AA+95.99%268%278% (3) (4) RCSAKRILDC (5) 2. (1) T+1 (2) VaRRCSAKRILDCRCSA (3) (4) (5) T+1 3. 85302.38 1.=/100%2.=/100%3.=/30100%4.=/100% (1) 202112 2820221 1202412 31(1)(2)(3)(4) 202412 314584995412530350.1%5% (2) 202211 420241231 202412 313,5003,5000.1%5% (3) 20236 302023630202512 31 20236 2920236302022114 202512 3125,50030,90039,10026,00031,40039,7005,3005% 1. 2. 20237 19 1.202313050202311040 2.2023751015 2023 91,270 100% 8266802,6061,30530116 542.5391.1454 51 A20229302028323 2,083,703,000A209,837,449 20229302,083,912,000A209,858,368 10,137,279,67610,347,117,125 57.16A0.03/0.48/ 2023630 XV(i)XV78(ii)352(iii) 18 XV23336 336 181154263123 20236302410 52 232 1,00010% 1 2 1.20233 102023 2.20234 272023727 3.20238 10 202151212202311202212312.2 20236303434 34 2410 34 2023830 2023630 2023630 2023630 2023630 2023630 2023630 2023630 2023630 1. 200712620135H2017123600A 817-18101 2023830 2. 2.1 202363034 202212 31 2023630 2. 2.2 202212 31 1 281212 1212 12 3. 20221231 4. (a)(b)(c)(d)(e)(f) 2023630 4. 2023202263010% 20232022630 4. 20232022630 2023630 5. 6. 7. 8. 9. 10. 2023630 11. 12. 13. 2023630 15. 2023630 16. (1)20236303722022630337 17. 20236 2910,137,279,6762022102.32,331.57 20226 2910,137,258,7572021103.13,142.55 20236301,04420221231683.5 2023630 19. 2023630 19. (b) 20. 20071202363020221231223 201942023630223202212 31216 202112100%202363059420221231607 2023630 21. 2023630 21. 202363020221231 22. (1) 22. (2) 2023630 (a)(i)(ii)(iii)(iv)(v) 2023630 2023630 3939 2023630 2023630 2023630 30. 2023630 2023630 31. 2023630 32. 33. 34. 2023630 35. 43 20236 300.98202212 311.92 36. 20223 23786A20229 30A20236302,083,912,000.00A209,858,3682023162,083,703,000.00A209,837,44920221231209,000.00A20,919 37. 37. (1)202011 245020Y14.80% 20213 295021Y14.57% 20214 215021Y24.30% 20235 185023Y13.63% 20236 95023Y23.58% 30055 (2)20223786A0.20%0.40%0.60%1.00%1.80%2.00%202832310.2420227159.93A5106% A3015130%30 2023630 37. (2) 1,050 20236302,083,912,000209,858,368A 38. 202363020221231 38. 39. 2023630 39. (1) 2023630 (2) 20236302.00%6.00%202212311.85%6.66% 40. 40. (1)(2)2021(3) 2023630 (1)20236 301.58%9.75%202212 310.89%6.85%1202212316 43. 20236 309,331202212 3111,704 44. 2023630 45. 46. 202363025,037202212 3119,910267202212 31801 2023630 47. (a) 202363032,256