大禹金融2023中期业绩报告

(Stock Code1073) 2023 What we do shapes us, our skillfully executed deals motivate usand our satisfaction carries us through market doldrum. 我 們 選 的 道 路 也 同 時 塑 造 了 我 們替 客 戶 完 美 地 解 決 難 題 是 我 們 最 大 的 激 勵滿 足 感 讓 我 們 團 隊 輕 鬆 走 過 市 場 起 落 Corporate Information公司資料 BOARD OF DIRECTORS Non-Executive Directors: Mr. Kuo Jen-Hao(Chairman)Mr. Xu Haohao(appointed with effect from 31 May 2023) Executive Directors: Mr. Lee Wa Lun, Warren(Managing Director)Mr. Lam Chi ShingMs. Li Ming Independent Non-Executive Directors:Mr. Chan Sze ChungMr. Suen Chi WaiMr. Sum Wai Kei, Wilfred EXECUTIVE COMMITTEE Mr. Lee Wa Lun, Warren(Chairman)Mr. Lam Chi ShingMs. Li Ming AUDIT COMMITTEE Mr. Chan Sze Chung(Chairman)Mr. Kuo Jen-HaoMr. Xu Haohao(appointed with effect from 31 May 2023)Mr. Suen Chi WaiMr. Sum Wai Kei, Wilfred NOMINATION COMMITTEE Mr. Suen Chi Wai(Chairman)Mr. Xu Haohao(appointed with effect from 31 May 2023)Mr. Chan Sze ChungMr. Sum Wai Kei, Wilfred REMUNERATION COMMITTEE Mr. Sum Wai Kei, Wilfred(Chairman)Mr. Kuo Jen-HaoMr. Chan Sze ChungMr. Suen Chi Wai COMPANY SECRETARY Mr. Lee Hon Sang AUTHORISED REPRESENTATIVES Mr. Lee Wa Lun, WarrenMr. Lee Hon Sang Corporate Information (Continued)公 司 資 料（ 續 ） INDEPENDENT AUDITOR BDO LimitedRegistered Public Interest Entity Auditor PRINCIPAL BANKERS BNP Paribas Hong Kong BranchOCBC Bank (Hong Kong) Limited HEADQUARTER AND PRINCIPALPLACE OF BUSINESS INHONG KONG 138181801 Room 1801, 18th FloorAllied Kajima Building138 Gloucester RoadWanchai, Hong Kong REGISTERED OFFICE Cricket SquareHutchins DriveP.O. Box 2681Grand Cayman KY1-1111Cayman Islands Cricket SquareHutchins DriveP.O. Box 2681Grand Cayman KY1-1111Cayman Islands PRINCIPAL SHARE REGISTRAR ANDTRANSFER OFFICE Conyers Trust Company (Cayman) LimitedCricket SquareHutchins DriveP.O. Box 2681Grand Cayman KY1-1111Cayman Islands Conyers Trust Company (Cayman) LimitedCricket SquareHutchins DriveP.O. Box 2681Grand Cayman KY1-1111Cayman Islands HONG KONG BRANCH SHAREREGISTRAR AND TRANSFER OFFICE 183171712-1716 Hong Kong Registrars LimitedShops 1712-1716, 17th FloorHopewell Centre183 Queen’s Road EastWanchai, Hong Kong STOCK CODE 1073 (listed on the Main Board of The StockExchange of Hong Kong Limited) 1073 WEBSITE www.irasia.com/listco/hk/dayufinancial/ www.irasia.com/listco/hk/dayufinancial/ Management Discussion and Analysis管理層討論及分析 BUSINESS REVIEW For the six months ended 30 June 2023 (the “InterimPeriod”), Da Yu Financial Holdings Limited (the “Company”)and its subsidiaries (collectively the “Group”) are principallyengaged in the provision of corporate finance advisoryservices and asset management services through its wholly-owned subsidiary, Yu Ming Investment Management Limited(“Yu Ming”), in securities broking and placing of securitiesthrough a wholly-owned subsidiary, Morton SecuritiesLimited (“Morton Securities”), and in money lending businessin Hong Kong mainly through another wholly-ownedsubsidiary, Morgan Finance Limited (“Morgan Finance”). Yu Ming is licensed to carry out Type 1 (dealing in securities),Type 4 (advising on securities), Type 6 (advising on corporatefinance) and Type 9 (asset management) regulated activitiesunder the Securities and Futures Ordinance (Chapter 571 ofthe Laws of Hong Kong) (the “SFO”). 5711469 Morton Securities is a securities dealer licensed to carryout Type 1 (dealing in securities) regulated activities underthe SFO. Morton Securities is also an Exchange Participantof The Stock Exchange of Hong Kong Limited (the “StockExchange”) and is admitted by Hong Kong SecuritiesClearing Company Limited to participate in the CentralClearing and Settlement System as a Direct ClearingParticipant (within the meaning of the General Rules ofCentral Clearing and Settlement System). 1 Morgan Finance holds the money lenders licence, whichwas granted by the licensing court pursuant to the MoneyLenders Ordinance (Chapter 163 of the Laws of Hong Kong)and the Money Lenders Regulations, to carry on moneylending business in Hong Kong. 163 Corporate Finance Advisory During the Interim Period, the corporate finance advisoryservices provided by Yu Ming mainly included the following: (i)acting as financial adviser to advise listed issuers,shareholders and investors of listed issuers andentities on specific transactions in respect of theRules Governing the Listing of Securities on the StockExchange (the “Listing Rules”), the Rules Governingthe Listing of Securities on GEM of the StockExchange (the “GEM Listing Rules”) and/or the HongKong Codes on Takeovers and Mergers and ShareBuy-backs (the “Takeovers Code”); and (i)GEMGEM Management Discussion and Analysis (Continued)管 理 層 討 論 及 分 析（ 續 ） (ii)acting as financial adviser to listed issuers on retainerbasis to advise listed issuers on corporate strategiesand compliance with the Listing Rules, the GEMListing Rules and the Takeovers Code. (ii)GEM Amongst the transactions advised include resumptionof trading of Main Board li