恒投证券2023中期报告

(於中華人民共和國以中文公司名稱「恒泰證券股份有限公司」註冊成立的股份有限公司，在香港以「恒投證券」(中文)及「HENGTOUSECURITIES」(英文)名義開展業務) 股份代碼：1476 2023中 期 報 告 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7. . . . . . . . . . . . . . . . . . . . . . . . .10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .34. . . . . . . . . . . . . . . . . . . . . . . . . . . .39. . . . . . . . . . . . . . .42. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .44. . . . . . . . . . . . . . . . . . . . . . . . . .46. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .48. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .51. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .52. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .53 20236302410 . 証 HENGTAI SECURITIES CO., LTD.HENGTOUSECURITIES . . . +86 10 8327 0999+86 10 8327 0998zhangjingshun@cnht.com.cn1711100033 . . . 0100511711100033www.cnht.com.cndongban@cnht.com.cn . 24840 . . . H . H 01476 . . 1.2.(%)=PEo+P2+Ei Mi Mo-Ej Mj MoPEoEiEjMoMiMj3.=4.(%)= . 20236 305,574.2820225,422.64151.64 . 2023GDP5.50%3.70%4.30%6.40%4.50%6.30%20233.80%6.40%8.20%3.80%(CPI)0.70%20230.2520236(M2)11.30%9.00%11.30% 2 0 2 33.65%0.10%5.61%1,246,992.06573,312.8220221.96%673,679.2420221.94%Wind . 1,448.47159.4820226.78%142.68% 785.01202211.97% 1. 23.41371.8520226.34%160,559.2620223.17%983,689.90202211.30%39.56202211.17% 2. 1,859 . 3. 2,2375,938.6816,162.84 4. 4,822.80497.00 5. 117868261338126,846 . 95.85202210.06% 1. 11,500IPO 2. 225,59020222023 3. 17124 . 404.52202264.61% 1. 2023 15,695.483,919.271,079.5710,696.64 39117 . 2. 2023630 4853,85332,98537.98%1,3732,48164.38% 3. 112,700 4. 21 . 143.80202259.60% 20232023A 202320236 IPO . 2023(ESG) . IPO++ . 1,448.4720226.78%193.202022154.35%0.07422022154.36%2.38%20226.27 31,634.70202231,021.251.98%23,263.21202222,835.491.87%8,216.5820227,997.132.74% 15,205.3148.07%5,481.0317.33%9,014.9828.50%1,933.386.10% 11,233.242022162.831.47%57.30%202257.49%0.19=2.3920222.410.83%= . 179.5015 -722.2420221,575.752,297.99390.912022-698.281,089.19956.102022-573.921,530.022,655.8020222,813.13157.33 . 2120 1. (1)(2)5 1証1証11#-82証証1 4 2 714291431 14333証1証15-12 3 44証証143824022403 2405 24065証1証1667 1. . 1. (3) 2. . 1. 9.5020236305.50 2. 1520236 3030 3. 202363019.50 . . . 1. . 2. (VaR)(DV01) 3. (LCR)(NSFR) . 4. 5. (RCSA)(LDC)(KRI) 6. . 1. 証証2023証 2. . 3. 4. 5. 2% . 6. . 2022 20235 162022202220221231 2023 2023 . . 1. 20182019202020212022. (1) 20226 153,00020231173,0002023131202376 . 1. (2) 201617201811420171220181155.3201812220211117202112202281120237 142023725 2. 2022. 2023619 . 20163 1112016313201931201931320223120223121,386.82 . 20232023 . B.2.2C.2.1 B.2.2202012 2120237 212023821 . 20221212 . 2 9243 . 1036252 339 . . . 1818 . 20236 30XV23336 20236 302,604,567,4122,153,721,412H450,846,000 . 2.202210 21[2022]27320,498,04312.3052%14.8811%569,895,30420232172023272023220 3.90.00%211,472,315 4.62.06%37.94%100%781,367,619 5.20229 30249,397,2619.5754%11.5798%440,618,11416.9171%20.4585%20232 1720229302023272023220 6.53.33%46.67%154,000,000 7.97.67%98.67%100%81.82%123,500,000 2023630336 20236 30XV(i)XV78(ii)352(iii) . . 202213.51B 1.202352720235272.20235 272023527 20235 . 2,7332,269464 20232813154227 证HENGTOU SECURITIES 46943434 2410 34 2811 P04920 1. 34 2. 2.1 IASB202311 171281212 2. 2.2 77110282161152111 12 9. 14. 15. 4,72415,675 16. 81220,68462,644 (a) 19. (b) 682,416992,225 4.1%8.0%3.5%8.0% 3.1%7.5%2.8%7.5% 23. 25. 25. 25. 25. ab 2.3%5.4%3.4%8.0% 29. 1 30. 375,000150,000225,000375,000375,000375,000 225,000 31. (a) 31. (b) (c) 70,640,000:60,835,000 32. 2,0006,00013,00010,0004,0003,5004002,6002,0001,0003,000 202254 32. 148,197152,20576,63940,000192,205 1,169,000 33,923385,720419,643 32. 3,84274,69880,5349,678 33. 33. (ii) 34. 35. (a) 35. 35. (a) 14,789 35. (b) 35. (c) 4,836,8845,527,973 334,002365,668 134,876133,724130,048129,20496,45295,594 35. (c) 35. (d) 36.