羚羊企业控股2016年度报告

20-F 1 v466991_20f.htm FORM 20-F UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549FORM 20-F (Mark one) REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016. OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from ____________to ____________ Commission file number 001-34944 China Ceramics Co., Ltd. (Exact name of the Registrant as specified in its charter) British Virgin Islands (Jurisdiction of incorporation or organization) c/o Jinjiang Hengda Ceramics Co., Ltd.Junbing Industrial ZoneAnhai, Jinjiang CityFujian Province, PRCTelephone: +86 (595) 8576 5053 (Address of principal executive offices) Huang Jia Dongc/o Jinjiang Hengda Ceramics Co., Ltd.Junbing Industrial ZoneAnhai, Jinjiang CityFujian Province, PRCTelephone: +86 (595) 8576 5053Facsimile: +86 (595) 8576 5059 (Name, Telephone, E-mail and/or Facsimile Number and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b) of the Act: Title of each className of each exchange on which registered SHARES, PAR VALUE $0.001The NASDAQ Stock Market LLC Securities registered or to be registered pursuant to Section 12(g) of the Act: None. Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None. On May 10, 2017, the issuer had 3,169,217 shares outstanding. Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes  No  If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Yes  No  Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  No  Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes  No  Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.  Large Accelerated filer Accelerated filer Non-accelerated filer Emerging growth company  If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:  US GAAP International Financial Reporting Standards as issued by the International Accounting Standards Board Other If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow.  Item 17  Item 18 If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes  No  TABLE OF CONTENTS Page PART I 1 ITEM 1.IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS1 ITEM 2.OFFER STATISTICS AND EXPECTED TIMETABLE1 ITEM 3.KEY INFORMATION1 ITEM 4.INFORMATION ON THE COMPANY16 ITEM 4A.UNRESOLVED STAFF COMMENTS37 ITEM 5.OPERATING AND FINANCIAL REVIEW AND PROSPECTS37 ITEM 6.DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES56 ITEM 7.MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS65 ITEM 8.FINANCIAL INFORMATION66 ITEM 9.THE OFFER AND LISTING68 ITEM 10.ADDITIONAL INFORMATION69 ITEM 11.QUANTITATIVE AND QUALITATIVE DISCLOSURE ABOUT MARKET RISK80 ITEM 12.DESCRIPTION OF SECURITIES OTHER THAN EQUITY SECURITIES81 PART II 81 ITEM 13.DEFAULTS, DIVIDEND ARREARAGES AND DELINQUENCIES81 ITEM 14.MATERIAL MODIFICATIONS TO THE RIGHTS OF SECURITY HOLDERS AND USE OF PROCEEDS82 ITEM 15.CONTROLS AND PROCEDURES82 ITEM 16.RESERVED83 ITEM 16A.AUDIT COMMITTEE FINANCIAL EXPERT.83 ITEM 16B.CODE