国际证券委员会组织 - 发现报告

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FR06/2018 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI)

FR06/2018 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI)

2018-04-09国际证券委员会组织李***145页

FR04/2018 Country Review: Islamic Republic of Pakistan, IOSCO Objectives and Principles of Securities Regulation, Follow-up Report on Assessment of Implementation

FR04/2018 Country Review: Islamic Republic of Pakistan, IOSCO Objectives and Principles of Securities Regulation, Follow-up Report on Assessment of Implementation

2018-03-28国际证券委员会组织李***49页

FR03/2018 Senior Investor Vulnerability

FR03/2018 Senior Investor Vulnerability

2018-03-08国际证券委员会组织更***75页

CR03/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading

CR03/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading

2018-03-07国际证券委员会组织缠***30页

CR02/2018 Conflicts of interest and associated conduct risks during the equity capital raising process

CR02/2018 Conflicts of interest and associated conduct risks during the equity capital raising process

2018-02-21国际证券委员会组织赵***31页

CR01/2018 Report on Retail OTC Leveraged Products

CR01/2018 Report on Retail OTC Leveraged Products

2018-02-13国际证券委员会组织杨***25页

FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration

FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration

2018-02-01国际证券委员会组织梦***54页

FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes

FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes

2018-02-01国际证券委员会组织键***31页

Statement on Matters to Consider in the Use of Financial Benchmarks

Statement on Matters to Consider in the Use of Financial Benchmarks

2018-01-05国际证券委员会组织巡***6页

FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey

FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey

2017-11-23国际证券委员会组织别***28页

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