PennantPark Investment Corp 2026年季度报告

FORM 10-Q FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2026OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROMTOCOMMISSION FILE NUMBER: 814-00736 PENNANTPARK INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) (I.R.S. Employer Identification No.) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities ExchangeAct of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has beensubject to such filing requirements for the past 90 days.YesNo☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant toRule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was requiredto submit such files).Yes☒No☐ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reportingcompany, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and“emerging growth company” in Rule 12b-2 of the Exchange Act. Large accelerated filer☐Non-accelerated filer☐Emerging growth company☐ Accelerated filer☑Smaller reporting company☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complyingwith any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).Yes☐No☑The number of shares of the registrant’s common stock, $0.001 par value per share, outstanding as of May 7, 2026 was 65,296,094. PENNANTPARK INVESTMENT CORPORATIONFORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2026TABLE OF CONTENTS PART I. CONSOLIDATED FINANCIAL INFORMATION 2Item 1. Consolidated Financial StatementsConsolidated Statements of Assets and Liabilities as of March 31, 2026 (unaudited) and September 30, 20254Consolidated Statements of Operations for the three and six months ended March 31, 2026 and 2025 (unaudited)5Consolidated Statements of Changes in Net Assets for the three and six months ended March 31, 2026 and 2025 (unaudited)6Consolidated Statements of Cash Flows for the six months ended March 31, 2026 and 2025 (unaudited)7Consolidated Schedules of Investments as of March 31, 2026 (unaudited) and September 30, 20258Notes to Consolidated Financial Statements (unaudited)28Report of Independent Registered Public Accounting Firm (PCAOB ID 49)52Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations53Item 3. Quantitative and Qualitative Disclosures About Market Risk68Item 4. Controls and Procedures69PART II. OTHER INFORMATIONItem 1. Legal Proceedings70Item 1A. Risk Factors70Item 2. Unregistered Sales of Equity Securities and Use of Proceeds70Item 3. Defaults Upon Senior Securities70Item 4. Mine Safety Disclosures70Item 5. Other Information70Item 6. Exhibits71SIGNATURES72 PART I—CONSOLIDATED FINANCIAL INFORMATION We are filing this Quarterly Report on Form 10-Q (the "Report"), in compliance with Rule 13a-13 as promulgated by the Securities and ExchangeCommission, or the SEC, under the Securities Exchange Act of 1934, as amended, or the Exchange Act. In this Report, except where context suggest otherwise, theterms “Company,” “we,” “our” or “us” refers to PennantPark Investment Corporation and its consolidated subsidiaries; “PennantPark Investment” refers to onlyPennantPark Investment Corporation; “Funding I” refers to PennantPark Investment Funding I, LLC, a wholly-owned subsidiary prior to deconsolidation on July 31,2020; “Taxable Subsidiary” refers collectively to our consolidated subsidiaries, PNNT Investment Holdings II, LLC and PNNT Investment Holdings, LLC; “PSLF”refers to PennantPark Senior Loan Fund, LLC, an unconsolidated joint venture; “PTSF II” refers to PennantPark-TSO Senior Loan Fund II, LP, an unconsolidatedlimited partnership; “PennantPark Investment Advisers” or “Investment Adviser” refers to PennantPark Investment Advisers, LLC; “PennantPark InvestmentAdministration” or “Administrator” refers to PennantPark Investment Administration, LLC; “BNP Credit Facility” refers to our revolving credit facility with BNPParibas prior to deconsolidation of Funding I; “Truist Credit Facility” refers to our multi-currency, senior secured revolving credit facility with Truist Bank, asamended and restated; “2026 Notes” refers to our 4.50% Notes due May 2026; “2026 Notes-2” refers to our 4.00% Notes due November 2026; "2029 Notes" refersto our 7.00% due February 2029; “BDC” refers to a business development company under the Investment Company Act