Voya Financial Inc 2026年季度报告

FORM10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period fromto Commission File Number: 001-35897 Voya Financial, Inc. (IRS Employer Identification No.) (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant(1) has filed all reports required to be filed by Section13 or 15(d)of the Securities Exchange Act of 1934 during thepreceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90days.☒Yes☐No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule405 of Regulation S-T(§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).☒Yes☐No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerginggrowth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule12b-2 of theExchange Act. ☒Accelerated filer☐Smaller reporting companyEmerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new orrevised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Exchange Act).☐Yes☒No APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THE PRECEDING FIVE YEARS: Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934subsequent to the distribution of securities under a plan confirmed by a court.☐Yes☐No APPLICABLE ONLY TO CORPORATE ISSUERS: Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: As of May1, 2026, 90,666,315 shares ofCommon Stock, $0.01 par value, were outstanding. Voya Financial, Inc.Form 10-Q for the period ended March31, 2026Table of Contents PART I.FINANCIAL INFORMATION Financial Statements:Condensed Consolidated Balance SheetsCondensed Consolidated Statements of OperationsCondensed Consolidated Statements of Comprehensive Income(Loss)Condensed Consolidated Statements of Changes in Shareholders' EquityCondensed Consolidated Statements of Cash FlowsNotes to Condensed Consolidated Financial Statements:1. Business, Basis of Presentation and Significant Accounting Policies2. Investments (excluding Consolidated Investment Entities)3. Derivative Financial Instruments4. Fair Value Measurements (excluding Consolidated Investment Entities)5. Deferred Policy Acquisition Costs and Value of Business Acquired6. Reserves for Future Policy Benefit and Contract Owner Account Balances7. Reinsurance8. Separate Accounts9. Segments10. Goodwill and Other Intangible Assets11. Share-based Incentive Compensation Plans12. Shareholders' Equity13. Earnings per Common Share14. Accumulated Other Comprehensive Income (Loss)15. Revenue from Contracts with Customers16. Income Taxes17. Financing Agreements18. Commitments and Contingencies19. Consolidated and Nonconsolidated Investment Entities Item 1. OTHER INFORMATION PART II. NOTE CONCERNING FORWARD-LOOKING STATEMENTS This Quarterly Report on Form 10-Q, including "Risk Factors," and "Management’s Discussion and Analysis of Financial Conditionand Results of Operations," contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of1995. Forward-looking statements include statements relating to future developments in our business or expectations for our futurefinancial performance and any statement not involving a historical fact. Forward-looking statements use words such as "anticipate,""believe," "estimate," "expect," "intend," "plan," and other words and terms of similar meaning in connection with a discussion offuture operating or financial performance. Actual results, performance or events may differ materially from those projected in anyforward-looking statement due to, among other things, (i) global market and geopolitical risks (including war and terrorism), includinggeneral economic conditions, impacts of a U.S. government shutdown, tariffs imposed or proposed by the U.S. or foreign governmentsand our ability to manage such risks; (ii) liquidity and credit risks, including financial strength or credit ratings downgrades,requirements to