StoneX Group Inc 2026年季度报告

FORM 10-Q____________________ (Mark One)☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the Quarterly Period Ended December31, 2025OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the Transition Period FromtoCommission File Number 000-23554 StoneX Group Inc. (Exact name of registrant as specified in its charter) 59-2921318(I.R.S. EmployerIdentification No.) Delaware 230 Park Ave, 10th FloorNew York, NY 10169(Address of principal executive offices) (Zip Code)(212) 485-3500(Registrant’s telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 or 15(d) of the Securities Exchange Actof 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2)has beensubject to such filing requirements for the past 90 days.Yes☒No☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required tosubmit such files).Yes☒No☐Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer, ” “smaller reporting company,”and “emerging growth company” in Rule 12b-2 of the Exchange Act. If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complyingwith any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).Yes☐No☒ As of February2, 2026, there were 52,463,316 shares of the registrant’s common stock outstanding. StoneX Group Inc.Quarterly Report on Form 10-Q for the Quarterly Period Ended December31, 2025Table of Contents Part I. FINANCIAL INFORMATION Item1.Financial Statements (Unaudited)Condensed Consolidated Balance SheetsCondensed Consolidated Income StatementsCondensed Consolidated Statements of Comprehensive IncomeCondensed Consolidated Statements of Cash FlowsCondensed Consolidated Statements of Stockholders’ EquityNotes to Condensed Consolidated Financial StatementsItem2.Management’s Discussion and Analysis of Financial Condition and Results of OperationsItem3.Quantitative and Qualitative Disclosures about Market RiskItem4.Controls and Procedures Item1.Legal ProceedingsItem1A.Risk FactorsItem 2.Unregistered Sales of Equity Securities and Use of ProceedsItem 5.Other InformationItem 6.ExhibitsSignatures StoneX Group Inc.Condensed Consolidated Income Statements(Unaudited) StoneX Group Inc.Condensed Consolidated Statements of Comprehensive Income(Unaudited) (in millions) StoneX Group Inc.Condensed Consolidated Statements of Cash Flows(Unaudited) (in millions) StoneX Group Inc.Condensed Consolidated Statements of Cash Flows - Continued(Unaudited) The following table provides a reconciliation of cash, segregated cash, cash equivalents, and segregated cash equivalents reported within theCondensed Consolidated Balance Sheets. (in millions)20252024Cash and cash equivalents$1,592.7$1,398.2Cash segregated under federal and other regulations4,719.42,847.5Securities segregated under federal and other regulations186.1299.9Cash segregated and deposited with or pledged to exchange-clearing organizations and other futures commission merchants (“FCMs”)3,313.0860.5Securities segregated and pledged to exchange-clearing organizations118.5936.9Total cash, segregated cash, cash equivalents, and segregated cash equivalents shown in the condensed consolidated statements of cashflows$9,929.7$6,343.0(1)(2)(3)(4) Represents segregated client cash held at third-party banks included withinCash, securities and other assets segregated under federal and other regulations Represents segregated client United States (“U.S.”) Treasury obligations and U.S. government agency obligations. Excludes segregated commoditywarehouse receipts, segregated U.S. Treasury obligations with acquired maturities of greater than 90 days, and other assets, combined totaling $824.5 millionand $9.2million as of December 31, 2025 and 2024, respectively, included withinCash, securities and other assets segregated under federal and otherregulationson the Condensed Consolidated Balance Sheets.(2) Represents segregated client cash on deposit with, or pledged to, exchange clearing organizations and other FCMs. Excludes non-segregated cash and otherassets, combined totaling $2,561.9million and $2,683.6million as of December 3