Rezolute Inc 2024年度报告

FORM10-K (Mark One) Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule405 of the Securities Act. Yes Indicate by check mark whether the Registrant (1)has filed all reports required to be filed by Section13 or 15(d)of theSecurities Exchange Act of 1934 during the preceding 12months (or for such shorter period that the Company was required to filesuch reports), and (2)has been subject to such filing requirements for the past 90days.Yes☑No☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submittedpursuant to Rule405 of Regulation S-T (§232.405 of this chapter) during the preceding 12months (or for such shorter period thatthe registrant was required to submit such files).Yes☑No☐ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smallerreporting company, or an emerging growth company.See the definitions of “large accelerated filer”, “accelerated filer”, “smallerreporting company”, and “emerging growth company” in Rule 12b-2 of the Exchange Act. Accelerated filer☐Smaller reporting company☑Emerging growth company☐ Large accelerated filer☐Non-accelerated filer☑ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition periodfor complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐ Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of theeffectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b))by the registered public accounting firm that prepared or issued its audit report.☐ If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of theregistrant included in the filing reflect the correction of an error to previously issued financial statements.☐ Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to§240.10D-1(b).☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Exchange Act). Yes☐No☑ As of December 31, 2024, the last business day of the registrant’s most recently completed second fiscal quarter, the aggregatemarket value of the registrant’s voting stock held by non-affiliates, was approximately $258,827,000, based on the last reportedsales price of $4.90 as quoted on the Nasdaq Capital Market on such date. The registrant had90,811,368shares of its $0.001 par value common stock outstanding as of September 15, 2025. DOCUMENTS INCORPORATED BY REFERENCE Portions of the definitive Proxy Statement to be delivered to shareholders in connection with the Annual Meeting ofShareholders to be held on November 19, 2025 are incorporated by reference into Part III of this Annual Report on Form 10-K. TABLE OF CONTENTS PagePart IItem 1. Business1Item 1A. Risk Factors6Item 1B. Unresolved Staff Comments17Item 1C. Cybersecurity17Item 2. Properties18Item 3. Legal Proceedings18Item 4. Mine Safety Disclosures18 Part IIItem 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchasesof Equity Securities18Item 6. [Reserved]19Item 7. Management’s Discussion and Analysis of Financial Condition and Result of Operations19Item 7A. Quantitative and Qualitative Disclosures About Market Risk27Item 8. Financial Statements and Supplementary Data28Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure60Item 9A. Controls and Procedures60Item 9B. Other Information61Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections61Part IIIItem 10. Directors, Executive Officers and Corporate Governance62Item 11. Executive Compensation62Item 12. Security Ownership of Certain Beneficial Owners and Management and RelatedStockholder Matters62Item 13. Certain Relationships and Related Transactions, and Director Independence62Item 14. Principal Accounting Fees and Services62Part IVItem 15. Exhibits and Financial Statement Schedules62Item 16. Form 10-K Summary65Signatures66 CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS This Annual Report on Form10-K for the fiscal year ended June 30, 2025 (“Annual Report”)contains statements reflecting assumptions, expectations, projections, intentions or beliefs aboutfuture events that are intended as “forward-looking statements” within the meaning of the PrivateSecurities Litigation Reform Act of 1995.All statements included or incorporated by reference in thisAnnual Report, other than statements of historical fact, that address activities, events or developmentsthatw