适应金融区块链的风险管理

© GBBC Global Blockchain Business Council © Oliver WymanCoreIndustry-Leading Working Group ContributorsAva LabsCardano FoundationClearstreamEuroclear GroupGlobalBlockchainBusinessCouncil (GBBC)Hedera FoundationRippleOliver WymanThe Depository Trust & Clearing Corporation (DTCC)ObserversThe World BankWe would like to extend our sincere gratitude to the financial institutions thatare notnamedyetparticipated in RMF–Phase 1. Your contributions are greatlyappreciated.ContactComments from financial industry stakeholders and regulators are actively encouraged to informandrefine future phases of this initiative. Please contactrmf@gbbcouncil.orgto share feedbackandask questions.Frequently Asked Questions (FAQs)Click here toaccess. © GBBC Global Blockchain BusinessCouncil © Oliver WymanContentsExecutive Summary.........................................................................................................................................5Five key takeaways.........................................................................................................................................61.Context and scope.........................................................................................................................71.1.Overview.....................................................................................................................................................71.2.Objective.....................................................................................................................................................82.Reference methodology for managing non-financial risks......................................................93.Adapting non-financial risk management frameworks to incorporate public blockchainrisks...............................................................................................................................................103.1.Risk framework........................................................................................................................................103.2.Approach..................................................................................................................................................113.3.Risk mitigation capabilities.....................................................................................................................134.Novel risks....................................................................................................................................144.1.Technology risk........................................................................................................................................144.1.1.Public blockchain risks and mitigation strategies...............................................................................144.2.Information security risk........................................................................................................................184.2.1.Public blockchain risks and mitigation strategies...............................................................................184.3.Financial crime risk..................................................................................................................................224.3.1.Public blockchain risks and mitigation strategies...............................................................................224.4.Business continuity risk..........................................................................................................................244.4.1.Public blockchain risks and mitigation strategies...............................................................................254.5.Third party risk.........................................................................................................................................264.5.1.Public blockchain risks andmitigation strategies...............................................................................265.Adapted risks...............................................................................................................................285.1.Legal risks.................................................................................................................................................285.1.1.Public blockchain risks and mitigation strategies...............................................................................285.2.Transaction and process execution......................................................................................................295.2.1.Public blockchain risks and mitigation strategies...............................................................................295.3.Data management..................................................................................................................................305.3.1.Public blockchain risks and mitigation strategies...............................................................................306.Standa