AlTi Global Inc-A 2024年度报告

xANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the fiscal year endedDecember31, 2024 ¨TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIESEXCHANGE ACT OF 1934 For the transition period fromtoCommission File Number:001-40103_________________________ AlTi Global, Inc. (Exact name of registrant as specified in its charter)_________________________ Delaware 22 Vanderbilt Avenue,27thFloorNew York,New York10017(Address of principal executive offices)(Zip Code)(212)396-5900(Registrant’s telephone number, including area code) Securities registered pursuant to Section 12(b) of the Exchange Act: Securities registered pursuant to section 12(g) of the Act: None Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.Yeso Nox Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.Yeso Nox Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the SecuritiesExchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports);and (2) has been subject to such filing requirements for the past 90 days.YesxNoo Indicate by check mark whether the registrant has submitted electronically and posted on its corporate web site, if any, every InteractiveData File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12months (or for such shorter period that the registrant was required to submit and post such files).YesxNoo Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reportingcompany, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reportingcompany” and “emerging growth company” in Rule 12b-2 of the Exchange Act. If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period forcomplying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.o Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness ofits internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered publicaccounting firm that prepared or issued its audit report.o If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrantincluded in the filing reflect the correction of an error to previously issued financial statements.x Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-basedcompensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b).o Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). YesoNox The aggregate market value of common stock held by non-affiliates of the registrant on June 30, 2024, based on the closing price of$5.21 for shares of the registrant’s Class A Common Stock (as defined herein) as reported by the Nasdaq Capital Market, wasapproximately $453.7million shares beneficially owned by each executive officer, director, and holder of more than 10% of shares havebeen excluded in that such persons may be deemed to be affiliates. This determination of affiliate status is not necessarily a conclusivedetermination for other purposes. The registrant had outstanding96,100,040shares of Class A Common Stock and46,138,876shares of Class B Common Stock (asdefined herein) as of March 14, 2025. Portions of the registrant’s Definitive Proxy Statement relating to the Annual Meeting of Stockholders are incorporated by reference intoPart III of this Annual Report on Form 10-K where indicated. Such Definitive Proxy Statement will be filed with the Securities andExchange Commission within 120 days after the end of the registrant’s fiscal year ended December 31, 2024. TABLE OF CONTENTS PART I Item 1.BusinessItem 1a.Risk FactorsItem 1b.Unresolved Staff CommentsItem 1c.CybersecurityItem 2.PropertiesItem 3.Legal ProceedingsItem 4.Mine Safety Disclosures PART II Item 5.Market For Registrant’s Common Equity, Related Stockholder Matters And Issuer Purchases OfEquity Securities67Item 6.[Reserved]67Item 7.Management’s Discussion And Analysis Of Financial Condition And Results Of Operations68Item 7a.Quantitative And Qualitative Disclosures About Market Risk92Item 8.Financial Statements And Supplementary Data93Item 9.Changes In And Disagreements With Accountants On Accounting And Financial Disclos