SLR Investment Corp美股招股说明书(2025-02-28版)

“Agent” and, collectively, the “Agents”) relating to the shares of common stock offered by this prospectus supplement and the accompanying prospectus. The equity distribution agreementprovides that we may offer and sell shares of our common stock having an aggregate offering price of up to $150,000,000 from time to time through the Agents. Sales of our common stock, ifany, under this prospectus supplement and the accompanying prospectus may be made in negotiated transactions or transactions that are deemed to be an“at-the-market”offering as defined inRule415 under the Securities Act of 1933, as amended, including sales made directly on the NASDAQ Global Select Market or similar securities exchange or sales made to or through amarket maker other than on an exchange, at market prices prevailing at the time of sale, at prices related to the prevailing market prices or at negotiated prices. As of the date of thisprospectus supplement, we have not sold any shares of common stock under the equity distribution agreement.The Agents will receive a commission from us equal to up to 1.50% of the gross sales price of any shares of our common stock sold through the Agents under the equity distribution agreement. The Agents are not required to sell any specific number or dollar amount of common stock, but will use commercially reasonable efforts consistent with their sales and tradingpractices to sell the shares of our common stock offered by this prospectus supplement and the accompanying prospectus. We may also sell shares of our common stock to an Agent, asprincipal for its own respective account, at a price agreed upon at the time of sale. If we sell shares to an Agent as principal, we will enter into a separate terms agreement with the applicableAgent, setting forth the terms of such transaction, and we will describe the agreement in a separate prospectus supplement to the extent required by law. See “Plan of Distribution” beginningon page S-17 of this prospectus supplement. The sales price per share of our common stock offered by this prospectus supplement and the accompanying prospectus, less the Agents’commission, will not be less than the net asset value (“NAV”) per share of our common stock at the time of such sale. SLR Capital Partners, LLC (the “Investment Adviser”), the Company’sregistered investment adviser, may from time to time, in its sole discretion, pay some or all of the Agents’ commission in order to ensure that the sales price per share of our common stock inconnection with all of the offerings made hereunder will not be less than our then-current NAV per share. Any such payments made by the Investment Adviser will not be subject toreimbursement by us.The securities that we invest in are typically rated below investment grade. Securities rated below investment grade are often referred to as “leveraged loans,” “high yield” or “junk” securities, and may be considered “high risk” compared to debt instruments that are rated investment grade. In addition, some of our debt investments will not fully amortize during theirlifetime, which means that a borrower may be unable to pay off its debt due to bankruptcy or other reasons and therefore we may write off such debt investment prior to its scheduled maturity.Upon such an occurrence, we may realize a loss or a substantial amount of unpaid principal and interest due upon maturity.The Investment Adviser manages ourday-to-dayoperations and provides us with investment advisory and management services. The Investment Adviser also manages other funds Our common stock is listed on the NASDAQ Global Select Market under the symbol “SLRC.” On February27, 2025, the last reported sales price on the NASDAQ Global SelectMarket for our common stock was $17.27 per share. We are required to determine the NAV per share of our common stock on a quarterly basis. Our NAV per share of our common stock as ofDecember31, 2024 was $18.20.This prospectus supplement and the accompanying prospectus, including the information incorporated by reference, contain important information about us that a prospective investor should know before investing in our common stock. We may also authorize one or more free writing prospectuses to be provided to you in connection with this offering. You should carefullyread this prospectus supplement, the accompanying prospectus and any related free writing prospectus, and the documents incorporated by reference, before investing in our common stock.We are required to file annual, quarterly and current reports, proxy statements and other information about us with the Securities and Exchange Commission, which we incorporate byreference herein. See “Incorporation of Certain Information by Reference.” You may obtain this information or make stockholder inquiries by written or oral request and free of charge bycontacting us by mail at 500 Park Avenue, New York, NY 10022, by telephone at (212)993-1670,on our website at https://www.slrinvestmentcorp.com or