研控科技2022年度报告

FORM 20-F (Mark One) ☐REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THESECURITIES EXCHANGE ACT OF 1934 OR ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIESEXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIESEXCHANGE ACT OF 1934 OR ☐SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THESECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company reportFor the transition period fromtoCommission file number 001-34409 RECON TECHNOLOGY, LTD (Exact name of Registrant as specified in its charter) Liu Jia, Chief Financial OfficerTelephone: +86 (10) 8494 5799liujia@recon.cn; Fax: +86 (10) 8494 5792 Room 601, No. 1 Shui’an South StreetChaoyang District, Beijing 100012People’s Republic of China Securities registered or to be registered pursuant to Section 12(b) of the Act: Securities registered or to be registered pursuant to Section 12(g) of the Act:None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act:None Table of Contents Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of theSecurities Act. ☐Yes☒No If this report is an annual or transition report, indicate by check mark if the registrant is not required to filereports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. ☐Yes☒No Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter periodthat the registrant was required to file such reports), and (2) has been subject to such filing requirements forthe past 90 days. ☒Yes☐No Indicate by check mark whether the registrant has submitted electronically every Interactive Data Filerequired to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during thepreceding 12 months (or for such shorter period that the registrant was required to submit such files). ☒Yes☐No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or an emerging growth company. See definition of “large accelerated filer, “acceleratedfiler,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. Large accelerated filer☐Accelerated filer☐Non-accelerated filer☒ Emerging growth company☐ If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP,indicate by check mark if the registrant has elected not to use the extended transition period for complyingwith any new or revised financial accounting standards† provided pursuant to Section 13(a) of theExchange Act.☐ † The term “new or revised financial accounting standard” refers to any update issued by the FinancialAccounting Standards Board to its Accounting Standards Codification after April 5, 2012. Indicate by check mark which basis of accounting the registrant has used to prepare the financial statementsincluded in this filing: International Financial Reporting Standards as issuedby the International Accounting Standards Board☐Other☐ U.S. GAAP☒ If “Other” has been checked in response to the previous question, indicate by check mark which financialstatement item the registrant has elected to follow. ☐Item 17☐Item 18 If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined inRule 12b-2 of the Securities Exchange Act of 1934). ☐Yes☒No (APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THEPAST FIVE YEARS) Indicate by check mark whether the registrant has filed all documents and reports required to be filed bySections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securitiesunder a plan confirmed by a court. Table of Contents PagePART I5ITEM 1.IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS7ITEM 2.OFFER STATISTICS AND EXPECTED TIMETABLE7ITEM 3.KEY INFORMATION7ITEM 4.INFORMATION ON THE COMPANY35ITEM 4A.UNRESOLVED STAFF COMMENTS63ITEM 5.OPERATING AND FINANCIAL REVIEW AND PROSPECTS64ITEM 6.DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES79ITEM 7.MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS86ITEM 8.FINANCIAL INFORMATION89ITEM 9.THE OFFER AND LISTING89ITEM 10.ADDITIONAL INFORMATION90ITEM 11.QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKETRISK97ITEM 12.DESCRIPTION OF SECURITIES OTHER THAN EQUITY SECURITIES98PART II98ITEM 13.DEFAULTS, DIVIDEND ARREARAGES AND DELINQUENCIES98ITEM 14.MATERIAL MODIFICATIONS TO THE RIGHTS OF SECURITY HOLDERSAND USE OF PROCEEDS98ITEM 15.CONTROLS AND PROCEDURES98ITEM 15T.CONTROLS AND PROCEDURES101ITEM 16.[RESERVED]101ITEM 16A.AUDIT COMMITTEE FINANCIAL EXPERT101ITEM 16B.CODE OF ETHICS101ITEM 16C.PRINCIPAL ACCOUNTANT FEES AND SERVICES101ITEM 16D.EXEMPTIONS FROM THE LISTING STANDARDS FOR AUDITCOMMITTEES102ITEM