胜利证券2023年中期报告

GEM GEM GEMGEMGEM GEMGEM(i)(ii) 34567911138496 Third Floor, Century Yard, Cricket Square, P.O. Box 902,Grand Cayman KY1-1103, Cayman Islands 3111101–3 Tricor Services (Cayman Islands) Limited Third Floor, Century Yard,Cricket Square, P.O. Box 902,Grand Cayman KY1-1103, Cayman Islands 28213301 1617 https://www.victorysec.com.hk Carey Olsen Singapore LLP10 Collyer Quay #24-08,Ocean Financial Centre,Singapore 049315 8540 97927 3勝利證券（控股）有限公司 202363027.58202263035.5422.4%20222023 20236303.9520226304.7817.5% 20236300.8020226301.00 20236 302022 2023630 1. 2016822Third Floor, Century Yard, Cricket Square, P.O. Box 902, Grand Cayman,KY1-1103, Cayman Islands 1249 (i)(ii)(iii)(iv)(v)20221022 2023321 6(i)(ii)(iii) Dr. TT Kou’s Family Company Limited 2. 20236303420221231 2023630 (a) (b)(c) (i)(ii)(iii)(i)(ii)(iii) 2023630 3. 20236 3020221231202363020221231 202311 17171717912812 (a)12120231 12 (b)8202311 (c)12202311 4. (a)(b)(c)(d)(e) 2023202263010% 5. 7. 8. 9. 10. 16.5%202216.5%2,000,00020222,000,0008.25%20228.25%16.5%202216.5% 11. (a)2022123120235252023621(b)20236300.8020226301.00 12. (a) 185,612,0002022185,612,00031 (b) 20232022630 2022123120236309,991,7552022123110,199,916 2,100,000202212 312,000,00020236308317 2023630427,77420221231651,127 20236 3046,600,000202212 3147,300,00025 202363020221231 14. 901–9079D2 202363010,400,0002022123110,400,000 15 20236 3010,400,000202212 3110,400,00025 202363020221231 15. 23 (a) 1462023630237,0002022630227,000 20236 30 16. (a) 17. 4,229,940202212312,159,940 Victory Securities Holding LimitedFintech Holding60%Fintech Holding40%Fintech HoldingFintech HoldingFintech HoldingFintech Holding 20221231Fintech Holding3530% 575,50020221231575,500 Nest Asset Pte 20221231VDXFintech HoldingVDX23%20% 19. (a) 2023630651,911,07720221231968,038,19714,355,068202212 3120,731,500 202363033,030,864202212 3131,106,152 (b) 2023630703,98620221231703,617 20236 30374,874202212 319,530,50737 (d) (e) 202363020221231 (a)(b) (i) 202072.3 20236 30 20236 303,557,750202212 314,063,9344,148,966202212314,051,69225 2023630163,170,80520221231493,546,124 20236 304,112,635202212 314,041,94225 20236 301,848,424202212 312,808,52437 24. 25. 101,154,000127,654,000 20236 3082,593,168202212 31129,696,8984,148,966202212314,051,6924,112,635202212 314,041,94257,000,000202212 3157,700,000 1 2.90%7.30%202212311.66%6.08% 20236303202212314 27. 202212312,500,0005%2,500,0005 28. 202363020221231 29. 20236302,000,000,000202212312,000,000,0000.01202212310.01 202363020221231 30 30. 201861410 10%121% 120.1%5 211 (i)(ii) 202363020221231 202363020221231 2023630202212312023630557,143202212312,420,038 202112 30 202363020221231 6,751,0006,751,00067,510 31. 2020811(i)(ii) 2020811(i)(ii) (i)(ii)(iii) 2020811 10%1%GEM30% 2020811 202363020221231 32. 202363020221231 20175252019815 2023110Victory Asset Management Japan Limited27,750,0001,644,00085.0%89.5% 33. 34. (b) 35. (a)(b)(c)(d)172,700,000 36. 202363020221231 (ii)202363020221231 (iii) (iv) 37. 38. 50(i)(ii)(iii)(iv)(v) (i)(ii)(iii)(iv)(v)(vi) 20233 21 2022123120222023630 2023 20232022630165,915.12023630138,646.616.4%2023630 2022 COVID-192022 2023COVID-19 (1) 20232022630 (a) 20236307.92202263014.4945.4%2022165,915.116.4%2023138,646.6 (b) 20236300.5620226301.4561.6%2023630 (c) 202363020226300.10100.0%2022630 (d) (i)(ii)(iii)20236304.9820226303.4743.5% (2) 202363010.8220226 3014.3424.6% (3) 20236303.3820226 303.360.6%202263020236301.6420222.02 (4) 20232022630COVID-192022 (5) 20236301.5620226 300.36337.2%95% 20236303.0720226 300.98413.5%20226 303.09 20236302.7320226304.3036.4% (i)(ii)(iii)(iv)(v)76.9%202273.5%20236309.5320226308.976.3%501.58 20236303.9520226304.7817.5% 20236 30202363025.052022630104.2120236 3020236 3024.782022123131.42 20236 30251.8520221231290.63133.6920221231164.2820236301.88202212 311.77 20236 30102.2120221231130.232023630202212312.250.520236 3031.3%2022123135.6%2023630 20236306.69202212318.45 20236 30202212312023630183.3320221231188.91 20236 302022123182.59129.702023630202212 314.154.052023630202212314.114.0420236 30202212 3157.0057.70 15202363020221231 202363020221231 17202363020221231 20236 30512022123157202363015.25202263014.07 485 20236 30XVXV78352GEM5.465.67 (1)Dr. TT Kous Family Company Limited DTTKF80,193,75040.09%DTTKF78.89%9.34%6.86%3.66%1.25%DTTKF (2) 2023630XVXV78352GEM5.465.67 20236 30XV2333610% (1)DTTKF80,193,75040.09%DTTKF78.89%9.34%6.86%3.66%1.25%DTTKF 2023630XV23336 20186 142022 2023630 630 2020811(i)(ii) 20208 11(i)(ii) 2022 202363020236 302023630 20236300.8020221.002023818 202398 202320238212023823202320238 181617 2023630 GEM5.485.672023630 20222023630GEM GEM152023630 2018614GEM5.285.29D.3.3D.3.7 2023630GEM 202383